Marc A. Hembrough

WHARTON BUSINESS GROUP

Malvern, PA 19355

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CRD#: 1284578

Professional summary

Marc Alexander Hembrough is a registered financial advisor currently at WHARTON BUSINESS GROUP, LLC located in Malvern, Pennsylvania.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Marc has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) INVESTMENT ADVISORY SERVICES OFFERED THROUGH WHARTON BUSINESS GROUP, LLC, AN SEC-REGISTERED INVESTMENT ADVISER. 2.)ROBERTS ONE ON ONE FITNESS STUDIO, 17 RAVINE RD, MALVERN, PA 19355, OWNER & BOARD MEMBER, 08/2003-PRESENT, 5 HRS/MO (0 HRS DURING SECURITIES TRADING HRS), NOT SECURITIES RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Alexander Hembrough's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 24, 2009 - Present

WHARTON BUSINESS GROUP, LLC

Office #1: 110 N. Phoenixville Pike Suite 300, Malvern, PA 19355

RIA

CRD#: 133722

Malvern, PA

Past

March 16, 2007 - January 7, 2015

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

MALVERN, PA

Past

March 25, 1999 - October 5, 2010

PRINCIPAL SECURITIES, INC.

CRD#: 1137

EXTON, PA

Past

June 2, 1992 - January 7, 2015

FSC SECURITIES CORPORATION

CRD#: 7461

MALVERN, PA

Past

July 26, 1984 - June 19, 1992

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WHARTON BUSINESS GROUP, LLC

ALERA GROUP WEALTH SERVICES | WHARTON BUSINESS GROUP, LLC | WHARTON BUSINESS GROUP

CRD#: 133722 / SEC#: 801-70752

RIA

Registered Investment Advisory firm - (11/13/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(12/24/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/28/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/7/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/1984

General Securities Representative Examination

Current Firm

WHARTON BUSINESS GROUP, LLC

ALERA GROUP WEALTH SERVICES | WHARTON BUSINESS GROUP, LLC | WHARTON BUSINESS GROUP

CRD#: 133722 / SEC#: 801-70752

RIA

Registered Investment Advisory firm - (11/13/2009 Approved)

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Contact information

Main Address

110 N. Phoenixville Pike Suite 300, Malvern, PA 19355

Mailing Address

Phone number

(484) 328-3590

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	343
AUM (Assets Under Management)	$ 4,013,308,881

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marc A. Hembrough

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Alexander Hembrough's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSC SECURITIES CORPORATION

PRINCIPAL SECURITIES, INC.

FSC SECURITIES CORPORATION

CINCINNATI ANALYSTS, INC.

Primary Firm SEC Registration

WHARTON BUSINESS GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/28/1984

SIE

Date: 1/7/2015

Series 7

Date: 7/21/1984

Current Firm

WHARTON BUSINESS GROUP, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WHARTON BUSINESS GROUP, LLC

TRUST BUT VERIFY

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