William J. Kirby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Kirby was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1984. William had worked at 5 firms and has passed the Series 3, Series 15, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 1993 - November 2, 1999
HOLT & COLLINS
September 8, 1987 - July 8, 1993
JMC INVESTMENT SERVICES, INC.
August 22, 1987 - July 8, 1993
SPEAR INSURANCE SERVICES, INC.
March 31, 1987 - August 10, 1987
BIRR, WILSON & CO., INC.
February 19, 1986 - July 11, 1987
BWS, INC.
July 21, 1984 - April 1, 1986
BIRR, WILSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 6/6/1984
Foreign Currency Options ExaminationCurrent Firm
HOLT & COLLINS
CRD#: 2222 / SEC#: , 8-24177
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANKOVITCH, WALTER JOSEPH, INC. | GENERAL PARTNER | |
| COLLINS, DANIEL EDWARD, INC | MANAGING PARTNER | |
| RANKIN, SAMUEL JR | GENERAL PARTNER | 370941 |
| SOLON, ROBERT JOHN | GENERAL PARTNER | 430439 |
| BANKOVITCH, WALTER JOSEPH | FINOP | 11830 |
| COLLINS, DANIEL EDWARD | MANAGING PARTNER/SROP/MUNICIPAL PRINCIPAL | 51133 |
| COLLINS, DENNIS PATRICK | CROP | 1292494 |
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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