Dennis Patrick Collins
Professional Summary
Dennis Patrick Collins was a registered financial advisor. Dennis was a previously registered financial professional and started their career in finance 1984 - 2019. Dennis had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 28, Series 53, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
PORTSMOUTH FINANCIAL SERVICES | PORTSMOUTH-SMARTLIFE FINANCIAL GROUP, LLC | PORTSMOUTH FINANCIAL SERVICES, INC.
Contact Information
Main Address
601 Montgomery Street Suite 1950, San Francisco, CA 94111Phone Number
(415) 543-8500Established
California since 07/06/1983Firm Type
CorporationFiscal Year End
JuneFirm Size
Small# of Employees
5FINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
31AUM (Assets Under Management)
$3,671,748Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jan 2000Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Aug 2006About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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