Walter Joseph Bankovitch
Professional Summary
Walter Joseph Bankovitch is a registered financial advisor currently at ARETE WEALTH MANAGEMENT, LLC located in San Rafael, California. Walter is registered as a RR (Registered Representative) and started their career in finance in 1963. Walter has worked at 3 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 1, Series 27 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
63 years in the financial services industry
Current & Past Employments
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Current Firm
ARETE WEALTH MANAGEMENT, LLC | KEYSTONE SECURITIES, LLC. | KEYSTONE SECURITIES, LLC | KEYSTONE INVESTMENT ADVISORS, LLC
Contact Information
Main Address
1115 W Fulton Market 3rd Floor, Chicago, IL 60607Mailing Address
1115 W Fulton Market 3rd Floor, Chicago, IL 60607Phone Number
(312) 940-3684Established
Illinois since 01/20/1998Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | — |
| CUCHARALE, CATHERINE | CHIEF COMPLIANCE OFFICER | 3054881 |
| LEVINE, DAVID CHARLES | CHIEF EXECUTIVE OFFICER | — |
| PARE, MONTEJAR DIMALANTA | MUNICIPAL SECURITIES PRINCIPAL | 2731190 |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL / AML COMPLIANCE OFFICER | 6252596 |
| TROUSDALE, LAUREN NICOLE | FINANCIAL OPERATIONS PRINCIPAL | 5622407 |
Disclosures
Regulatory Event
2Civil Event
1Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/6/2025)
(1/3/2025)
(12/9/2024)
(1/3/2025)
(1/3/2025)
(1/2/2025)
(1/3/2025)
(1/19/2025)
(1/2/2025)
(1/6/2025)
(1/3/2025)
(1/2/2025)
(1/2/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Apr 1963Series 00 — General Securities Principal Examination
Passed Apr 1968SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Walter Joseph Bankovitch's CRS (Customer Relationship Summary).
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