MT
Ma A. Tapang
CRUX WEALTH ADVISORS
LONG BEACH, CA 90802
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CRD#: 1280530
MT
Professional summary
Ma Asuncion Mendoza Tapang, CFP®, who also goes by Maria M Tapang, Maria Tapang, Siony Tapang, Slony Tapang, is a registered financial advisor currently at CRUX WEALTH ADVISORS located in Long Beach, California and ARETE WEALTH MANAGEMENT, LLC located in Burbank, California.
Ma is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Ma has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Income Management
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
Maria M Tapang | Maria Tapang | Siony Tapang | Slony Tapang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Good Earth Investments LLC Address: 2015 W Burbank Blvd, Burbank, CA, 91506, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I formed a single member LLC to invest in rental real estate. (2)Name of Business: Good Earth Investments, LLC Address: 2015 W Burbank Blvd, Burbank, CA 91506, United States Activity Type: Personal/Private Investment Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/10/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will manage the property until liquidation. (3)Name of Business: Maria Tapang & Associates Address: 2015 W Burbank Blvd. , Burbank, CA, 91506, United States Title: Owner/Proprietor, Not Investment Related; Start Date: 01/02/1995 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Prepare Income Tax returns. (4) Office Subleasing in Burbank; Owner, Subleasing of an attached office space, not investment related; 2 hours per month/0 during trading hours. Start date 01/2000. 2015 W Burbank Blvd, Burbank, CA 91506 (5) OIG Azloa FS, LLC (Origin Investments), Investor in limited partnership-Real Estate Rental, Chicago IL, 60601, 1 hour per month, 0 zero during trading hours. Start Date: 11/2024
CRS (Client Relationship Summary) - RIA
Click below to view Ma Asuncion Mendoza Tapang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
August 6, 2024 - Present
CRUX WEALTH ADVISORS
Office #1: 111 W. Ocean Blvd 4th Floor, Long Beach, CA, 90802RIA
CRD#: 330731
LONG BEACH, CA
Current
August 5, 2024 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 2015 West Burbank Blvd, Burbank, CA 91506Office #2: 111 W. Ocean Blvd 4th Floor, Long Beach, CA 90802BD
CRD#: 44856
Burbank, CA
Past
January 2, 2009 - August 2, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Burbank, CA
Past
July 8, 1997 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
Burbank, CA
Past
May 31, 1988 - August 2, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Burbank, CA
Past
July 9, 1986 - December 24, 1986
AMERICAN EXPRESS FINANCIAL ADVISORS JAPAN, INC.
BD
CRD#: 11176
Past
July 26, 1984 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
BD
CRD#: 6320
Past
July 26, 1984 - June 10, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CRUX WEALTH ADVISORS
CRUX WEALTH ADVISORS | TRITON WEALTH ADVISORS, LLC. | TRITON WEALTH ADVISORS
CRD#: 330731 / SEC#: 801-130283
RIA
Registered Investment Advisory firm - (6/4/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/5/2024)
IAR
California(8/6/2024)
RR
Pennsylvania(8/5/2024)
RR
Washington(8/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CRUX WEALTH ADVISORS
CRUX WEALTH ADVISORS | TRITON WEALTH ADVISORS, LLC. | TRITON WEALTH ADVISORS
CRD#: 330731 / SEC#: 801-130283
RIA
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Contact information
Main Address
111 W. Ocean Blvd 4th Floor, Long Beach, CA, 90802
Mailing Address
Phone number
(562) 735-3875
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,466 |
| AUM (Assets Under Management) | $ 410,242,734 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
