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Vincent Calvaruso

BMI CAPITAL INTERNATIONAL
NEW YORK, NY
·CRD# 1278050·42 years experience

Professional Summary

Vincent Calvaruso, who also goes by VIncent G Calvaruso, Vincent Gary Calvaruso, is a registered financial advisor currently at BMI CAPITAL INTERNATIONAL LLC located in New York, New York. Vincent is registered as a RR (Registered Representative) and started their career in finance in 1984. Vincent has worked at 31 firms and has passed the Series 65, Series 63, Series 82TO, Series 99TO, Series 79TO, Series 52TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vincent G Calvaruso, Vincent Gary Calvaruso

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

BMI CAPITAL INTERNATIONAL LLC·CRD# 154670
BD
535 5th Avenue 22nd Floor, New York, NY 10017
February 20, 2026 - Present
VCEXPRESS FINANCIAL LTD·CRD# 314544
BD
Port Jefferson Sta, NY
May 19, 2022 - May 14, 2024
VANDERBILT SECURITIES, LLC·CRD# 5953
BD
Woodbury, NY
April 29, 2022 - May 6, 2022
LAKERIDGE CAPITAL INC.·CRD# 25005
BD
Ontario
December 25, 2019 - August 17, 2021
RICHARD JAMES & ASSOCIATES, INC.·CRD# 169131
BD
Syosett, NY
January 26, 2018 - November 13, 2018
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Westbury, NY
March 7, 2014 - November 4, 2016
BROOKVILLE CAPITAL PARTNERS·CRD# 102380
BD
Uniondale, NY
November 22, 2013 - December 9, 2013
SW FINANCIAL·CRD# 145012
BD
Babylon Village, NY
April 30, 2010 - December 1, 2011
PHD CAPITAL·CRD# 38785
BD
New York, NY
January 26, 2010 - April 30, 2010
WOODSTOCK FINANCIAL GROUP, INC.·CRD# 38095
BD
Garden City, NY
March 23, 2009 - August 3, 2009
EKN FINANCIAL SERVICES INC.·CRD# 113525
BD
Woodbury, NY
May 15, 2006 - March 18, 2009
VISION SECURITIES INC.·CRD# 35001
BD
Port Washington, NY
April 24, 2006 - May 2, 2006
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Garden City, NY
May 6, 2005 - May 12, 2006
S.W. BACH & COMPANY·CRD# 43522
BD
Port Washington, NY
January 6, 2004 - April 20, 2005
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
April 21, 2003 - January 21, 2004
HARRISON SECURITIES, INC.·CRD# 14103
BD
Port Washington, NY
December 7, 2001 - May 20, 2003
VISION SECURITIES INC.·CRD# 35001
BD
Port Washington, NY
July 13, 2001 - December 7, 2001
WHITEHORNE & COMPANY, LTD.·CRD# 28724
BD
Smithfield, RI
November 28, 2000 - June 29, 2001
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
January 7, 1998 - November 15, 2000
DUKE & CO., INC.·CRD# 8035
BD
New York, NY
October 11, 1996 - December 10, 1997
INSTITUTIONAL EQUITY CORPORATION·CRD# 19628
BD
Dallas, TX
December 14, 1993 - September 27, 1996
BURNETT, GREY & CO., INC.·CRD# 23430
BD
Atlanta, GA
January 21, 1993 - December 21, 1993
FIRST NEW ENGLAND SECURITIES CORPORATION·CRD# 7107
BD
Boston, MA
August 19, 1992 - December 31, 1992
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
April 29, 1992 - August 7, 1992
A.J. MICHAELS & CO., LTD.·CRD# 19883
BD
Hauppauge, NY
July 23, 1991 - April 23, 1992
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
May 20, 1991 - July 18, 1991
V P SECURITIES, INC.·CRD# 16615
BD
January 15, 1991 - November 7, 1991
BARRETT DAY SECURITIES, INC.·CRD# 17717
BD
New York, NY
March 19, 1990 - February 12, 1991
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
October 11, 1989 - May 10, 1990
SECURITIES USA, INC.·CRD# 14799
BD
Englewood, CO
May 8, 1989 - May 30, 1989
INVESTORS CENTER, INC.·CRD# 14670
BD
May 24, 1988 - March 10, 1989
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
August 21, 1984 - June 2, 1988

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Current Firm

BC
BMI CAPITAL INTERNATIONAL LLC

BMI CAPITAL INTERNATIONAL LLC | PRETIOSA METALLA LLC | MORRIS ENERGY ADVISORS, INC.

CRD#: 154670 / SEC#: 8-68658
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

535 5th Avenue 22nd Floor, New York, NY 10017

Mailing Address

3172 31st St 6c, Astoria, NY 11106

Phone Number

(212) 390-1725

Established

Texas since 06/15/2012

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BMI FINANCIAL GROUP INCMEMBER—
DSS SECURITIESMEMBER—
KAPPOTIS, ERNEST DOMENICFINOP / CFO4871251
TRAPP, ROBERT HERMANCEO / CCO2246323

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(3/16/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2017About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1984About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Apr 2023About the Series 82TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1988About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Vincent Calvaruso's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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