Eugene L. Mauro
Professional summary
Eugene Louis Mauro, who also goes by Gene Mauro, is a registered financial professional currently at QUATTRO M SECURITIES INC. located in New York, New York.
Eugene is registered as a RR (Registered Representative) and started their career in finance in 2004. Eugene has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eugene Louis Mauro's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 1995 - Present
QUATTRO M SECURITIES INC.
Office #1: 501 Fifth Avenue 15th Floor, New York, NY 10017January 8, 2008 - May 14, 2008
LEK SECURITIES CORPORATION
May 18, 2004 - July 14, 2004
EQUITY TRADING ONLINE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/22/2013)
(8/23/2004)
(12/20/2013)
(10/1/2004)
(5/8/2013)
(12/21/2011)
(4/25/2005)
(9/14/2020)
(3/25/2008)
(10/5/2004)
(1/28/2008)
(6/27/2005)
(6/10/2011)
(5/23/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
QUATTRO M SECURITIES INC.
CRD#: 39289 / SEC#: , 8-48629
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
