Kenneth D. Brownlee
Professional summary
Kenneth Doyle Brownlee is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Spartanburg, South Carolina.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1984. Kenneth has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Doyle Brownlee's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 390 E Henry St Suite 102, Spartanburg, SC 29302February 1, 2010 - April 27, 2021
OSAIC FS, INC.
December 19, 2008 - February 2, 2010
SECURITIES AMERICA, INC.
June 10, 2008 - January 5, 2009
SYNERGY INVESTMENT GROUP, LLC
March 18, 2002 - June 9, 2008
VOYA FINANCIAL ADVISORS, INC.
February 23, 2000 - April 10, 2002
METROPOLITAN LIFE INSURANCE COMPANY
February 23, 2000 - April 10, 2002
MSI FINANCIAL SERVICES, INC.
December 1, 1997 - March 1, 2000
CAPITAL BROKERAGE CORPORATION
September 20, 1984 - December 1, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2021)
(4/29/2021)
(7/6/2021)
(5/11/2021)
(4/23/2021)
(4/23/2021)
Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543Spartanburg, SC 29302TRUST BUT VERIFY
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