Michael A. Galantino

PHILADELPHIA PARTNERS CAPITAL MANAGEMENT

Bala Cynwyd, PA 19004

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CRD#: 1277218

Professional summary

Michael Anthony Galantino is a registered financial advisor currently at PHILADELPHIA PARTNERS CAPITAL MANAGEMENT, LLC located in Bala Cynwyd, Pennsylvania and CHAPIN, DAVIS located in Bala Cynwyd, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Michael has worked at 12 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Philadelphia Partners Capital Management, LLC - Managing Member and Investment Advisor Representative, Investment Related Business (Not under common ownership with Chapin Davis). Providing investment advice and ongoing account monitoring. Ten hours per week during trading hours. // Chapin Davis Insurance, Inc. / investment related / 1411 Clarkview Road, Baltimore, MD 21209 / Insurance Sales / Sales Agent / Agent / 06-13-2018 start date / 4 hours per month / 8 hours during securities trading hours / sales and service of variable and fixed insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Galantino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Michael Anthony Galantino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2018 - Present

PHILADELPHIA PARTNERS CAPITAL MANAGEMENT, LLC

Office #1: 2 Bala Plaza Suite 604, Bala Cynwyd, PA 19004

RIA

CRD#: 294016

Bala Cynwyd, PA

Current

October 29, 2019 - Present

CHAPIN, DAVIS

Office #1: 2 Bala Plaza Suite 604, Bala Cynwyd, PA 19004

RIA

CRD#: 28116

Bala Cynwyd, PA

Current

June 13, 2018 - Present

CHAPIN, DAVIS

Office #1: 2 Bala Plaza Suite 604, Bala Cynwyd, PA 19004

RIA

CRD#: 28116

Bala Cynwyd, PA

Past

May 17, 2018 - June 12, 2018

PHILADELPHIA PARTNERS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 294016

WEST CONSHOHOCKEN, PA

Past

April 26, 2018 - June 12, 2018

CV BROKERAGE, INC

CRD#: 462

WILLIAMSTOWN, NJ

Past

June 25, 2009 - April 23, 2018

BOENNING & SCATTERGOOD, INC.

RIA

CRD#: 100

WEST CONSHOHOCKEN, PA

Past

September 26, 2007 - October 1, 2008

DREXEL HAMILTON, LLC

CRD#: 143570

PHILADELPHIA, PA

Past

January 16, 2007 - April 23, 2018

BOENNING & SCATTERGOOD, INC.

CRD#: 100

WEST CONSHOHOCKEN, PA

Past

March 30, 2006 - December 31, 2016

PHILADELPHIA PARTNERS CAPITAL MANAGEMENT LLC

RIA

CRD#: 139656

BERWYN, PA

Past

January 10, 2006 - February 7, 2006

HAVERFORD TRUST SECURITIES, INC.

CRD#: 13214

RADNOR, PA

Past

November 12, 2004 - December 31, 2005

HAVERFORD TRUST SECURITIES, INC.

CRD#: 13214

RADNOR, PA

Past

November 8, 2004 - February 7, 2006

HAVERFORD FINANCIAL SERVICES, INC.

RIA

CRD#: 130007

RADNOR, PA

Past

January 28, 1995 - May 26, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 25, 1992 - January 28, 1995

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

April 14, 1986 - December 3, 1992

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 20, 1984 - April 16, 1986

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHAPIN, DAVIS

CRD#: 28116 / SEC#: 801-70987, 8-43485

RIA

Registered Investment Advisory firm - SEC (1/13/2010 Approved)

Maryland

Registered Investment Advisory firm - SEC (6/26/2013 Terminated)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/7/2025)

California
(4/28/2023)

Colorado
(6/14/2018)

Connecticut
(6/13/2018)

Delaware
(6/27/2018)

District of Columbia
(7/11/2018)

Florida
(7/3/2018)

Georgia
(7/2/2018)

Illinois
(6/13/2018)

Maine
(7/13/2023)

Maryland
(7/17/2023)

Nevada
(1/30/2020)

New Hampshire
(1/22/2020)

New Jersey
(7/2/2018)

New York
(6/29/2018)

North Carolina
(6/22/2018)

Ohio
(1/27/2022)

Oregon
(11/3/2025)

Pennsylvania
(6/13/2018)

IAR

Pennsylvania
(8/15/2018)

South Carolina
(6/14/2018)

Texas
(6/29/2018)

Washington
(1/14/2022)

West Virginia
(6/12/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/5/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CHAPIN, DAVIS

CRD#: 28116 / SEC#: 801-70987, 8-43485

RIA

Registered Investment Advisory firm - SEC (1/13/2010 Approved)

Maryland

Registered Investment Advisory firm - SEC (6/26/2013 Terminated)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1411 Clarkview Road, Baltimore, MD 21209

Mailing Address

1411 Clarkview Road, Baltimore, MD 21209

Phone number

(410) 435-3200

Established

Maryland since 12/12/1990

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (16 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ADV PART 2(B) BROCHURE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
ALBERT, TALBOT JONES IV	CHAIRMAN OF THE BOARD, CEO	1620715
HAYES, ELISABETH ALBERT	DIRECTOR/SHAREHOLDER	1824604
BRUBAKER, THOMAS ALLEN	DIRECTOR	860338
CARTER, ANA ROUMENOVA	FINANCIAL PRINCIPAL	4424794
GALANTINO, MICHAEL ANTHONY	PRESIDENT/DIRECTOR	1277218
KAEHLER, ROBERT JAMES	CHIEF COMPLIANCE OFFICER	2858149
MURRAY, KEITH LAWRENCE	DIRECTOR	2726392

Regulatory assets under management

Total Number of Accounts	741
AUM (Assets Under Management)	$ 539,098,994

Disclosures

Regulatory Event	9
Civil Event	1
Arbitration	1

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/27/2025	Cover Page	Report
04/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael A. Galantino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Galantino's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Michael Anthony Galantino's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHAPIN, DAVIS

CHAPIN, DAVIS

PHILADELPHIA PARTNERS CAPITAL MANAGEMENT, LLC

CV BROKERAGE, INC

BOENNING & SCATTERGOOD, INC.

DREXEL HAMILTON, LLC

BOENNING & SCATTERGOOD, INC.

PHILADELPHIA PARTNERS CAPITAL MANAGEMENT LLC

HAVERFORD TRUST SECURITIES, INC.

HAVERFORD TRUST SECURITIES, INC.

HAVERFORD FINANCIAL SERVICES, INC.

UBS FINANCIAL SERVICES INC.

KIDDER, PEABODY & CO. INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

FIRST JERSEY SECURITIES, INC.

Primary Firm SEC Registration

CHAPIN, DAVIS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/1993

Series 63

Date: 7/16/1984

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/16/1984

Series 24

Date: 6/5/2007

FINRA

Current Firm

CHAPIN, DAVIS

Contact information

SEC notice filing (16 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

CHAPIN, DAVIS

TRUST BUT VERIFY

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