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AC

Amy C. Cummings

PARK MADISON PARTNERS LLC
Port Washington, NY 11050
Some features on this profile are disabled
CRD#: 1276449
AC

Professional summary

Amy Caroline Cummings is a registered financial professional currently at PARK MADISON PARTNERS LLC located in Port Washington, New York.

Amy is registered as a RR (Registered Representative) and started their career in finance in 2004. Amy has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Amy Caroline Cummings's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 19, 2017 - Present

PARK MADISON PARTNERS LLC

Office #1: 200 Harbor Rd., Port Washington, NY 11050
BD
CRD#: 140016
Port Washington, NY
Past

June 30, 2016 - July 14, 2016

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 107622
NEW YORK CITY, NY
Past

December 16, 2015 - June 30, 2016

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

April 14, 2004 - September 9, 2014

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/19/2017)
RR
New York
(5/19/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 8/26/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/13/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PM
PARK MADISON PARTNERS LLC
PARK MADISON PARTNERS LLC | PARTNERS AT PARK MADISON LLC

CRD#: 140016 / SEC#: , 8-67270

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
200 Harbor Rd., Port Washington, NY 11050
Mailing Address
200 Harbor Rd., Port Washington, NY 11050
Phone number
(212) 448-7350
Established
New York since 01/20/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PARK MADISON HOLDINGS, LLCDIRECT OWNER
LASHINE, NANCY INAMANAGING PARTNER, CHIEF COMPLIANCE OFFICER1021791
PMP FAMILY HOLDINGS LLCDIRECT OWNER
SILVESTRO, MICHELE ANNFINOP, PFO6960939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARK MADISON PARTNERS LLC

CRD#: 140016Port Washington, NY 11050

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