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LJ

Larry Regan Jurkens

CRD# 1271407·Registered 1984 - 2016
Previously Registered: Being a previously registered professional could mean that Larry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Larry Regan Jurkens, who also goes by Lawrence Regan Jurkens, was a registered financial advisor. Larry was a previously registered financial professional and started their career in finance 1984 - 2016. Larry had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lawrence Regan Jurkens

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

Past

TOUCHSTONE SECURITIES, LLCPast·CRD# 1526
BD
Cincinnati, OH
May 24, 2012 - June 6, 2016
VOYA FINANCIAL ADVISORS, INC.Past·CRD# 2882
BD
Blue Grass, IA
July 28, 2006 - December 15, 2011
TOWER SQUARE SECURITIES, INC.Past·CRD# 833
BD
Cedar Rapids, IA
November 1, 2005 - June 19, 2006
PARKLAND SECURITIES, LLCPast·CRD# 115368
BD
Blue Grass, IA
July 16, 2002 - November 2, 2005
WOODBURY FINANCIAL SERVICES, INC.Past·CRD# 421
BD
Oakdale, MN
January 22, 1990 - July 12, 2002
ROBERT W. BAIRD & CO. INCORPORATEDPast·CRD# 8158
BD
Milwaukee, WI
March 3, 1988 - February 1, 1990
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLCPast·CRD# 2881
BD
Milwaukee, WI
March 3, 1988 - February 1, 1990
WASHINGTON NATIONAL EQUITY COMPANYPast·CRD# 4242
BD
November 21, 1984 - March 14, 1988

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Current Firm

TOUCHSTONE SECURITIES, LLC
TOUCHSTONE SECURITIES, LLC

CONTINENTAL MANAGEMENT, INC. | TOUCHSTONE SECURITIES, LLC | TOUCHSTONE SECURITIES, INC.

CRD#: 1526 / SEC#: 8-14052
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

303 Broadway Suite 1100, Cincinnati, OH 45202

Mailing Address

303 Broadway Suite 1100, Cincinnati, OH 45202

Phone Number

(513) 362-8000

Established

Nebraska since 01/01/2026

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TOUCHSTONE ADVISORS INCSHAREHOLDER107028
AARTS, ERIKVP, SENIOR FIXED INCOME STRATEGIST2556961
ALGE, BENJAMIN JPRESIDENT6225581
BRAY, TIMOTHY ALLENDIVISIONAL VICE PRESIDENT1858477
CONNELLY, LINDSAY MICHELLEAVP & ASSISTANT TREASURER7212999
COSTANZA, TIMOTHY JOHNVP MANAGING DIRECTOR INSTITUTIONAL DEVELOPMENT4471461
DAY, MICHAELDIVISIONAL VP5089878
GROUT, THOMAS JOSEPHDIVISIONAL VP5889057
JONES, MICHAEL STEPHENASSISTANT VICE PRESIDENT5537600
KOERNER, RICHARD MICHAELVP, SENIOR ETF SALES SPECIALIST2249223
KUSSIN, WILLIAM FREDERICKDIVISIONAL VP5810274
MASTERS, JOSHUAASSISTANT VP7671731
MCGRUDER, JILL TRIPPDIRECTOR1221720
MOCK, MARY TAYLORSVP & HEAD OF DISTRIBUTION5276399
MORSE, JULIE LYNNSVP, MARKETING6743435
MUSGROVE, JOHN SAVP - ASSISTANT TREASURER6607165
NIEMEYER, JONATHAN DAVIDDIRECTOR5863603
RENNERS, TYLER SCOTTSECRETARY8246902
SCOTT, SHAWN MICHAELCHIEF COMPLIANCE OFFICER4673623
SMITH, JULIE LOUISEVICE PRESIDENT3199707
STEARNS, TIMOTHY STEVENVP, COMPLIANCE1327230
WIEDENHEFT, TERRIE ANNCHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / TREASURER2619213
WITTMAN, SCOTTVICE PRESIDENT, TAX7679752
WUEBBLING, DONALD JOSEPHDIRECTOR473438

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1984About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed May 1988

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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