Nina Trimlett
Professional summary
Nina Trimlett is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Woodbury, New York.
Nina is registered as a RR (Registered Representative) and started their career in finance in 1986. Nina has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nina Trimlett's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2002 - Present
VANDERBILT SECURITIES, LLC
Office #1: 125 Froehlich Farm Blvd., Woodbury, NY 11797January 4, 1999 - November 5, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 16, 1994 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
July 29, 1992 - April 20, 1994
WALL STREET ACCESS
April 30, 1992 - July 7, 1992
USLIFE EQUITY SALES CORP.
March 9, 1990 - April 26, 1991
INVEST FINANCIAL CORPORATION
October 13, 1989 - February 27, 1990
EMPIRE NATIONAL SECURITIES, INCORPORATED
March 28, 1989 - August 10, 1989
PAMCO SECURITIES AND INSURANCE SERVICES
January 28, 1987 - April 3, 1989
CIBC WORLD MARKETS CORP.
July 28, 1986 - December 26, 1986
AEGIS CAPITAL CORP.
February 19, 1986 - June 30, 1986
NEUBERGER BERMAN BD LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2007)
(11/4/2002)
(1/2/2025)
(11/4/2002)
Exams
FINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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