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LP

Lancaster Parker

TRB SECURITIES
DALLAS, TX 75201
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CRD#: 1268883
LP
Lancaster ParkerTRB SECURITIES

Professional summary


Lancaster Parker, who also goes by Lanc Parker, Lancaster W Parker, Lancaster Wharton Collens Parker, is a registered financial professional currently at TRB SECURITIES, LLC located in Dallas, Texas.

Lancaster is registered as a RR (Registered Representative) and started their career in finance in 1985. Lancaster has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 53 exams.

Aliases


Lanc Parker | Lancaster W Parker | Lancaster Wharton Collens Parker

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Lancaster Parker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 7, 2024 - Present

TRB SECURITIES, LLC

Office #1: Plaza Of The Americas, South Tower 600 North Pearl Street, Suite 2100, Dallas, TX 75201Office #2: 6770 West Expressway 83, Harlingen, TX 78552
BD
CRD#: 322618
DALLAS, TX
Past

November 11, 2021 - September 30, 2024

ESTRADA HINOJOSA & COMPANY, INC.

BD
CRD#: 19299
DALLAS, TX
Past

April 18, 2018 - September 10, 2018

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
DALLAS, TX
Past

April 18, 2018 - October 26, 2018

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
Dallas, TX
Past

June 16, 2000 - November 6, 2017

HILLTOP SECURITIES INC.

BD
CRD#: 6220
DALLAS, TX
Past

October 1, 1999 - June 7, 2000

HARTFIELD, TITUS & DONNELLY, LLC

BD
CRD#: 7117
JERSEY CITY, NJ
Past

March 29, 1993 - January 7, 2000

TITUS & DONNELLY LLC

BD
CRD#: 7033
NEW YORK, NY
Past

February 28, 1991 - March 19, 1993

HARTFIELD, TITUS & DONNELLY, LLC

BD
CRD#: 7117
JERSEY CITY, NJ
Past

November 21, 1985 - October 12, 1990

J.J. KENNY DRAKE, INC.

BD
CRD#: 7118
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 4/22/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 9/17/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Status Unavailable
Passed: 11/20/1985
Municipal Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Status Unavailable
Passed: 1/11/1994
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


TS
TRB SECURITIES, LLC
ESTRADA HINOJOSA | TRB SECURITIES, LLC | TRB CAPITAL MARKETS, LLC

CRD#: 322618 / SEC#: , 8-70999

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
6770 West Expressway 83, Harlingen, TX 78552
Mailing Address
6770 West Expressway 83, Harlingen, TX 78552
Phone number
(956) 682-2265
Established
Texas since 08/19/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
TEXAS REGIONAL BANKOWNER
COULTER, ROBERT VINCENTCHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL4211707
HEBERT, MICHAEL JAMESCOMPLIANCE OFFICER/VP/SROP1229298
HINOJOSA, NOE JRPRESIDENT - MUNICIPAL BANKING1782212
JOHNSON, KRISTY KAYFINOP4470948
TIPPIT, JOHN LEE IVCEO/PRESIDENT OF CAPITAL MARKETS5809446

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TRB SECURITIES, LLC

CRD#: 322618Dallas, TX 75201

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