Linda M. Sherman

BLACKRIDGE ASSET MANAGEMENT

Pacific Palisades, CA

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CRD#: 1268479

Professional summary

Linda Michelle Sherman is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Pacific Palisades, California and PEAK BROKERAGE SERVICES, LLC located in Jupiter, Florida.

Linda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Linda has worked at 11 firms and has passed the Series 65, Series 63, Series 22TO, Series 7TO, SIE, Series 7, Series 22, Series 10, Series 9 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)FINANCIALLY EMPOWERED; VALLEY VILLAGE, CA; NOVEMBER 2020; TRAINING & CONSULTING BUSINESS; CO-FOUNDER 80 HOURS A MONTH; 40 HOURS DEVOTED DURING NORMAL SECURITIES TRADING HOURS. NON-INVESTMENT RELATED. (2) RR ACTS AS TRUSTEE FOR TWO FAMILY TRUST

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Linda Michelle Sherman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2025 - Present

BLACKRIDGE ASSET MANAGEMENT, LLC

RIA

CRD#: 277085

Pacific Palisades, CA

Current

July 25, 2025 - Present

PEAK BROKERAGE SERVICES, LLC

Office #1: 1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999

CRD#: 157045

Jupiter, FL

Past

April 5, 2024 - July 23, 2025

CHEVIOT VALUE MANAGEMENT, LLC

RIA

CRD#: 166291

BEVERLY HILLS, CA

Past

December 20, 2005 - October 7, 2020

CLEARBRIDGE INVESTMENTS, LLC

RIA

CRD#: 137028

NEW YORK, NY

Past

December 1, 2005 - October 7, 2020

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

SAN MATEO, CA

Past

February 24, 2005 - December 21, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

STAMFORD, CT

Past

January 21, 2005 - December 1, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 1, 2002 - January 18, 2005

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

November 11, 1987 - April 17, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 1, 1987 - November 3, 1987

FIRST ATLANTIC INVESTMENT CORP.

CRD#: 13062

Past

July 29, 1985 - December 16, 1985

JOHNSTOWN CAPITAL SECURITIES CORPORATION

CRD#: 5060

Past

August 3, 1984 - June 19, 1985

WINTHROP SECURITIES CO., INC.

CRD#: 6925

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(7/29/2025)

Florida
(7/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/10/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/18/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22TO

Date: 7/25/2025

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 7TO

Date: 8/19/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/19/1985

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 8/2/1984

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/19/2022

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/19/2022

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 8

Date: 9/14/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

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Contact information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Mailing Address

Phone number

(561) 641-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts	826
AUM (Assets Under Management)	$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Linda M. Sherman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Linda Michelle Sherman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

CHEVIOT VALUE MANAGEMENT, LLC

CLEARBRIDGE INVESTMENTS, LLC

FRANKLIN DISTRIBUTORS, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

VP DISTRIBUTORS LLC

MORGAN STANLEY DW INC.

FIRST ATLANTIC INVESTMENT CORP.

JOHNSTOWN CAPITAL SECURITIES CORPORATION

WINTHROP SECURITIES CO., INC.

Primary Firm SEC Registration

BLACKRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/10/1992

Series 63

Date: 10/18/1984

Series 22TO

Date: 7/25/2025

Series 7TO

Date: 8/19/2022

SIE

Date: 10/1/2018

Series 7

Date: 1/19/1985

Series 22

Date: 8/2/1984

Series 10

Date: 8/19/2022

Series 9

Date: 8/19/2022

Series 8

Date: 9/14/1998

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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