Anthony J. Chiaro
Professional summary
Anthony Joseph Chiaro is a registered financial professional currently at SAMUEL A. RAMIREZ & COMPANY, INC. located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1984. Anthony has worked at 10 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Joseph Chiaro's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2015 - Present
SAMUEL A. RAMIREZ & COMPANY, INC.
Office #1: 14 East 52nd Street, New York, NY 10022Office #2: 14 East 52nd Street, New York, NY 10022July 12, 2012 - October 19, 2015
BMO CAPITAL MARKETS GKST INC.
November 11, 1997 - July 5, 2012
AUSTIN ATLANTIC CAPITAL INC.
July 18, 1994 - December 3, 1997
SHAY GOVERNMENT SECURITIES CO.
July 18, 1994 - December 8, 1997
SHAY FINANCIAL SERVICES CO.
September 1, 1989 - July 20, 1994
PRINTON, KANE GROUP, INC.
June 23, 1988 - September 1, 1989
PRINTON, KANE GOVERNMENT SECURITIES, INC.
August 21, 1987 - July 18, 1988
PRINTON, KANE GOVERNMENT SECURITIES, L.P.
November 14, 1984 - September 1, 1989
PRINTON KANE & CO., L.P.
May 22, 1984 - June 20, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/2/2015)
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(5/27/2016)
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Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
SAMUEL A. RAMIREZ & COMPANY, INC.
CRD#: 6963 / SEC#: , 8-19014
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAR HOLDINGS, INC. | HOLDING COMPANY | |
| GOLDMAN, LAWRENCE F | MANAGING DIRECTOR | 1134640 |
| KICK, MICHAEL J | SR. VP/ CFO/ FIN OP | 4480676 |
| KOFFER, JOSEPH | CHIEF COMPLIANCE OFFICER | 6043686 |
| MAZZARO, VINCENT ANTHONY | COO | 2665339 |
| PERROTTA, THOMAS | MANAGING DIRECTOR | 1864851 |
| RAMIREZ, SAMUEL ALFRED | PRESIDENT & DIRECTOR/SECRETARY | 827095 |
| RAMIREZ,, SAMUEL ALFRED JR | MANAGING DIRECTOR | 2261054 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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