Stephen B. Blumenthal

CMG CAPITAL MANAGEMENT GROUP

MALVERN, PA 19355

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CRD#: 1264632

Professional summary

Stephen Bruce Blumenthal, who also goes by Stephen B Blumenthal, is a registered financial advisor currently at CMG CAPITAL MANAGEMENT GROUP, INC. located in Malvern, Pennsylvania and METRIC FINANCIAL, LLC located in Malvern, Pennsylvania.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Stephen has worked at 12 firms and has passed the Series 63, Series 65, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen B Blumenthal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CAPITAL MANAGEMENT GROUP, INC. INVESTMENT RELATED BUSINESS. LOCATED AT 75 VALLEY STREAM PARKWAY, SUITE 201, MALVERN PA 19355. RIA BUSINESS. TITLE IS CEO-OWNER. STARTED 04/1994. DUTIES ARE CEO & CIO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Bruce Blumenthal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 27, 1994 - Present

CMG CAPITAL MANAGEMENT GROUP, INC.

Office #1: 75 Valley Stream Parkway Suite 201, Malvern, PA 19355

RIA

CRD#: 110750

MALVERN, PA

Current

January 30, 2024 - Present

METRIC FINANCIAL, LLC

Office #1: 75 Valley Stream Parkway Suite 201, Malvern, PA 19355

CRD#: 33324

Malvern, PA

Past

June 23, 2020 - January 16, 2024

INTEGRAL WEALTH SECURITIES LLC

CRD#: 36143

Malvern, PA

Past

April 22, 2020 - June 4, 2020

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ALBANY, NY

Past

January 6, 2009 - December 10, 2012

CMG ADVISORS, INC.

RIA

CRD#: 112100

KING OF PRUSSIA, PA

Past

August 24, 2004 - December 10, 2012

CMG INVESTMENT ADVISORS,LLC

RIA

CRD#: 131567

KING OF PRUSSIA, PA

Past

November 11, 2003 - December 31, 2005

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

August 21, 2002 - October 29, 2003

PAN-AMERICAN FINANCIAL ADVISERS

CRD#: 15578

NEW ORLEANS, LA

Past

September 4, 1996 - December 18, 2000

FCG ADVISORS, LLC

CRD#: 40633

CHATHAM, NJ

Past

May 2, 1994 - October 10, 1996

FINANCIAL CONSULTANT GROUP, LLC

CRD#: 25644

CHATHAM, NJ

Past

February 17, 1989 - April 27, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 19, 1984 - March 11, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CMG CAPITAL MANAGEMENT GROUP, INC.

CAPITAL GROWTH MANAGEMENT, INC. | CMG CAPITAL MANAGEMENT GROUP, INC.

CRD#: 110750 / SEC#: 801-43455

RIA

Registered Investment Advisory firm - (3/4/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/5/2024)

California
(1/31/2024)

Colorado
(1/31/2024)

Connecticut
(1/31/2024)

Delaware
(2/15/2024)

Florida
(2/5/2024)

Georgia
(4/16/2024)

Idaho
(2/5/2024)

Illinois
(4/9/2024)

Maine
(1/31/2024)

Maryland
(2/1/2024)

Massachusetts
(1/31/2024)

Michigan
(2/1/2024)

New Jersey
(2/5/2024)

New York
(11/27/2024)

North Carolina
(1/31/2024)

Ohio
(1/31/2024)

Oklahoma
(2/1/2024)

Oregon
(1/30/2024)

IAR

Pennsylvania
(7/27/1994)

Pennsylvania
(1/31/2024)

Rhode Island
(1/31/2024)

IAR

Texas
(10/1/2003)

Texas
(1/31/2024)

Utah
(1/31/2024)

Virginia
(2/1/2024)

Washington
(2/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/30/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/9/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 3/30/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/19/1984

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CMG CAPITAL MANAGEMENT GROUP, INC.

CAPITAL GROWTH MANAGEMENT, INC. | CMG CAPITAL MANAGEMENT GROUP, INC.

CRD#: 110750 / SEC#: 801-43455

RIA

Registered Investment Advisory firm - (3/4/1993 Approved)

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Contact information

Main Address

75 Valley Stream Parkway Suite 201, Malvern, PA 19355

Mailing Address

Phone number

(610) 989-9090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,002
AUM (Assets Under Management)	$ 251,141,242

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Stephen B. Blumenthal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Bruce Blumenthal's CRS (Customer Relationship Summary).

Certified licenses

Experience

METRIC FINANCIAL, LLC

INTEGRAL WEALTH SECURITIES LLC

PURSHE KAPLAN STERLING INVESTMENTS

CMG ADVISORS, INC.

CMG INVESTMENT ADVISORS,LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

PAN-AMERICAN FINANCIAL ADVISERS

FCG ADVISORS, LLC

FINANCIAL CONSULTANT GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CMG CAPITAL MANAGEMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/30/2020

Series 65

Date: 12/9/1992

Series 3

Date: 3/30/2009

Series 7

Date: 5/19/1984

FINRA

Current Firm

CMG CAPITAL MANAGEMENT GROUP, INC.

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CMG CAPITAL MANAGEMENT GROUP, INC.

TRUST BUT VERIFY

Contact information

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