Loretta I. Perry
WEALTH ENHANCEMENT BROKERAGE SERVICES | Operations Director
CORONADO, CA 92118
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CRD#: 1258330
Professional summary
Loretta Irene Perry, who also goes by Loretta Irene Cook, Loretta Stone Cook, Lorie Cook, is a registered financial professional currently at WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC located in Coronado, California.
Loretta is registered as a RR (Registered Representative) and started their career in finance in 1984. Loretta has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 27 and Series 24 exams.
Biography
Lorie is an investment professional with over 30 years in the financial services industry. In her role as Operations Director, Lorie oversees all things operations, management, compliance, and client services. She enjoys working directly with clients, getting to know them on an individual basis and providing them with a personalized service and experience that exceeds expectations. She is also a Notary Public. Lorie joined Wealth Enhancement Group in 2021 through The Gensler Group acquisition. Prior to The Gensler Group, Lorie was a Chief Compliance Officer for another broker/dealer and has experience with all aspects of management, compliance, investments, and financial planning. A San Diego native, Lorie enjoys music, traveling, reading, bike riding, and spending time with friends and family.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Loretta Irene Cook | Loretta Stone Cook | Lorie Cook
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Loretta Irene Perry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 10, 2022 - Present
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
Office #1: 120 C Ave Suite 170, Coronado, CA 92118BD
CRD#: 130139
CORONADO, CA
Past
July 7, 2011 - June 30, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
CORONADO, CA
Past
December 19, 1984 - June 10, 2011
CAPITAL GROWTH RESOURCES
BD
CRD#: 7779
SAN DIEGO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Mailing Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Phone number
(763) 417-1700
Established
Minnesota since 06/02/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
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Company Information
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
Operations DirectorCRD#: 130139Coronado, CA 92118TRUST BUT VERIFY
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