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AP

Aaron I. Philipson

Some features on this profile are disabled
CRD#: 1255678
AP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Aaron Isador Philipson was a registered financial professional .

Aaron is a previously registered financial professional and started their career in finance in 1984. Aaron had worked at 5 firms and has passed the Series 63, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 16, 2012 - December 31, 2012

VCM SECURITIES, LLC.

BD
CRD#: 142026
NEW YORK, NY
Past

June 8, 2010 - March 7, 2012

BONDS.COM LLC

BD
CRD#: 43875
NEW YORK, NY
Past

March 8, 2010 - May 26, 2010

INTERDEALER SECURITIES, LLC

BD
CRD#: 140106
NEW YORK, NY
Past

November 28, 1997 - April 22, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

April 18, 1984 - September 1, 1998

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/14/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 3/23/1988
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 4/14/1984
General Securities Representative Examination

Current Firm

VS
VCM SECURITIES, LLC.
VCM SECURITIES, LLC.

CRD#: 142026 / SEC#: , 8-67425

BD
Terminated by SEC on 05/26/2013
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 08/17/2006
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
VYAPAR CAPITAL MARKET PARTNERS LLCMANAGING MEMBER
GOULD, STEPHEN RICHARDGENERAL SECURITIES PRINCIPAL1312134
SINGH, VINAYEK KUMARCEO, PRESIDENT2332385
SIPKIN, JOSEPH GARYCHIEF FINANCIAL OFFICER1334813
SKLOVER, KENNETHCHIEF COMPLIANCE OFFICER2148173
WALLEY, MALCOLM PETERDIRECTOR5633082

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VCM SECURITIES, LLC.

CRD#: 142026

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