Ira A. Cohen
Professional summary
Ira Arnold Cohen, who also goes by Ira A Cohen, is a registered financial professional currently at HEROLD & LANTERN INVESTMENTS, INC. located in Melville, New York.
Ira is registered as a RR (Registered Representative) and started their career in finance in 1984. Ira has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 14 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ira Arnold Cohen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2009 - Present
HEROLD & LANTERN INVESTMENTS, INC.
Office #1: 35 Pinelawn Road Suite 101e, Melville, NY 11747May 30, 1990 - December 31, 2008
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
July 26, 1989 - May 16, 1990
LEHMAN BROTHERS INC.
April 18, 1984 - June 29, 1989
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2009)
(1/2/2009)
(4/29/2015)
(8/2/2010)
(2/7/2023)
(1/2/2009)
(1/7/2013)
(1/2/2009)
(11/12/2024)
(7/25/2023)
(4/26/2017)
(2/18/2009)
(1/2/2009)
(7/25/2023)
(7/25/2023)
(2/19/2009)
(1/2/2009)
(1/2/2009)
(11/12/2024)
(11/13/2024)
(1/2/2009)
(10/21/2021)
(1/2/2009)
(3/28/2012)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 7/10/1990
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
HEROLD & LANTERN INVESTMENTS, INC.
CRD#: 30996 / SEC#: , 8-45285
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
