Ira Arnold Cohen
Professional Summary
Ira Arnold Cohen, who also goes by Ira A Cohen, is a registered financial advisor currently at HEROLD & LANTERN INVESTMENTS, INC. located in Melville, New York. Ira is registered as a RR (Registered Representative) and started their career in finance in 1984. Ira has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 14 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ira A Cohen
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
HEROLD & LANTERN INVESTMENTS, INC. | LANTERN INVESTMENTS, INC.
Contact Information
Main Address
35 Pinelawn Road Suite 101e, Melville, NY 11747Mailing Address
35 Pinelawn Road Suite 101e, Melville, NY 11747Phone Number
(631) 454-2000Established
Delaware since 08/28/1992Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/19/2009)
(1/2/2009)
(4/29/2015)
(8/2/2010)
(2/7/2023)
(1/2/2009)
(1/7/2013)
(1/2/2009)
(11/12/2024)
(7/25/2023)
(4/26/2017)
(2/18/2009)
(1/2/2009)
(7/25/2023)
(7/25/2023)
(2/19/2009)
(1/2/2009)
(1/2/2009)
(11/12/2024)
(11/13/2024)
(1/2/2009)
(10/21/2021)
(1/2/2009)
(3/28/2012)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jul 1990SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ira Arnold Cohen's CRS (Customer Relationship Summary).
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