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RG

Rajendra K. Gupta

ARCSTONE SECURITIES LLC
NEW YORK, NY 11232
Some features on this profile are disabled
CRD#: 1254681
RG

Professional summary

Rajendra K. Gupta, who also goes by Rajendra K Gupta, Rajendra Gupta, Rich K Gupta, Rich Gupta, is a registered financial professional currently at ARCSTONE SECURITIES LLC located in New York, New York.

Rajendra is registered as a RR (Registered Representative) and started their career in finance in 2004. Rajendra has worked at 13 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rajendra K Gupta | Rajendra Gupta | Rich K Gupta | Rich Gupta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rajendra K. Gupta's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 28, 2025 - Present

ARCSTONE SECURITIES LLC

Office #1: 885 Third Avenue 21st Floor, New York, NY 11232
BD
CRD#: 306029
NEW YORK, NY
Past

April 14, 2021 - August 31, 2021

MIRABERG WEALTH LLC

RIA
CRD#: 313040
PHILADELPHIA, PA
Past

January 7, 2021 - January 2, 2025

GB CAPITAL MARKETS LLC

BD
CRD#: 25591
WASHINGTON, DC
Past

May 30, 2018 - January 27, 2021

WEILD & CO.

BD
CRD#: 132398
BOULDER, CO
Past

July 1, 2015 - August 21, 2017

BOUSTEAD SECURITIES, LLC

BD
CRD#: 141391
IRVINE, CA
Past

May 20, 2015 - May 22, 2015

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
Pasadena, CA
Past

May 28, 2014 - July 23, 2014

AURORA CAPITAL LLC

BD
CRD#: 37924
BRIDGEHAMPTON,, NY
Past

May 12, 2014 - March 18, 2019

HOLLY STREET WEALTH ADVISORS

RIA
CRD#: 167343
PASADENA, CA
Past

May 10, 2012 - November 30, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
WESTLAKE VILLAGE, CA
Past

May 10, 2012 - November 30, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
WESTLAKE VILLAGE, CA
Past

November 5, 2010 - November 16, 2010

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
CAMARILLO, CA
Past

October 22, 2010 - January 4, 2011

ASCENT INVESTMENT MANAGEMENT COMPANY LLC

RIA
CRD#: 152016
LOS ANGELES, CA
Past

October 18, 2007 - March 4, 2009

THE RIDERWOOD GROUP INCORPORATED

BD
CRD#: 16681
TOWSON, MD
Past

August 6, 2004 - January 25, 2005

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/10/2018
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/21/2010
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/5/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/23/2004
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/8/2004
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ARCSTONE SECURITIES LLC
ARCSTONE SECURITIES LLC | ARCVIEW CAPITAL, LLC

CRD#: 306029 / SEC#: , 8-70439

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
885 Third Avenue 21st Floor, New York, NY 11232
Mailing Address
885 Third Avenue 21st Floor, New York, NY 11232
Phone number
(646) 226-9300
Established
Delaware since 08/13/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ARCVIEW GROUP, INCOWNER
RED RAVEN CAPITAL LLCOWNER
ARCSTONE US CORPHOLDING COMPANY
RED TITAN CAPITAL LLCOWNER
KANN, STEPHEN MICHAELPRINCIPAL1641281
THORNTON, STEVEN LEEPFO & CCO4496384

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARCSTONE SECURITIES LLC

CRD#: 306029New York, NY 11232

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