Alan S. Greco
Professional summary
Alan Scott Greco is a registered financial professional currently at SAMUEL A. RAMIREZ & COMPANY, INC. located in New York, New York.
Alan is registered as a RR (Registered Representative) and started their career in finance in 1984. Alan has worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Scott Greco's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2010 - Present
SAMUEL A. RAMIREZ & COMPANY, INC.
Office #1: 14 East 52nd Street, New York, NY 10022Office #2: 14 East 52nd Street, New York, NY 10022March 27, 2009 - October 26, 2010
JEFFERIES LLC
September 14, 2007 - March 27, 2009
DEPFA FIRST ALBANY SECURITIES, LLC
December 1, 2004 - May 3, 2005
BROADPOINT DESCAP
March 31, 1997 - September 18, 2007
GLEACHER & COMPANY SECURITIES, INC.
October 15, 1986 - December 19, 1996
LEHMAN BROTHERS INC.
June 23, 1986 - August 18, 1986
PHILIPS, APPEL & WALDEN, INC.
June 20, 1985 - July 2, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 18, 1984 - November 1, 1984
KOBRIN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/28/2010)
(1/11/2017)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
SAMUEL A. RAMIREZ & COMPANY, INC.
CRD#: 6963 / SEC#: , 8-19014
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAR HOLDINGS, INC. | HOLDING COMPANY | |
| GOLDMAN, LAWRENCE F | MANAGING DIRECTOR | 1134640 |
| KICK, MICHAEL J | SR. VP/ CFO/ FIN OP | 4480676 |
| KOFFER, JOSEPH | CHIEF COMPLIANCE OFFICER | 6043686 |
| MAZZARO, VINCENT ANTHONY | COO | 2665339 |
| PERROTTA, THOMAS | MANAGING DIRECTOR | 1864851 |
| RAMIREZ, SAMUEL ALFRED | PRESIDENT & DIRECTOR/SECRETARY | 827095 |
| RAMIREZ,, SAMUEL ALFRED JR | MANAGING DIRECTOR | 2261054 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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