JW
James G. Westmacott
WESTCO ADVISORY SERVICES
Lynbrook, NY 11563-1637
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CRD#: 1252665
JW
Professional summary
James Gerard Westmacott, CFP® is a registered financial advisor currently at WESTCO ADVISORY SERVICES, INC. located in Lynbrook, New York and WESTCO INVESTMENT CORP. located in Lynbrook, New York.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. James has worked at 3 firms and has passed the Series 63, Series 52TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Education Planning
Divorce Planning
Investment Planning
Retirement Planning
Estate Planning
Comprehensive Financial Planni...
Business Succession Planning
Tax Planning
Employee and Employer Plan Ben...
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WESTCO ADVISORY SERVICES, INC. AS OWNER, PRESIDENT. THE BUSINESS IS A REGISTERED INVESTMENT ADVISOR AND IS INVESTMENT RELATED. APPROXIMATELY FIFTY PERCENT OF WORKING HOURS ARE SPENT ON THIS BUSINESS. DUTIES INCLUDE PORTFOLIO MANAGEMENT AND MEETING WITH CLIENTS. THE BUSINESS IS LOCATED AT 77 HEMPSTEAD AVENUE, LYNBROOK, NY 11563. WESTCO AGENCY, INC. AS OWNER. THE BUSINESS IS NOT INVESTMENT RELATED AND IS AN INSURANCE AGENCY. JAMES G. WESTMACOTT IS LICENSED FOR LIFE, HEALTH AND DISABILITY INSURANCE, BUT RELATIONSHIP WITH THE BUSINESS IS AS OWNER AND NO TIME IS SPENT ON THE BUSINESS. Tax Preparation, Life and P&C sales with commissions
CRS (Client Relationship Summary) - RIA
Click below to view James Gerard Westmacott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1986
Experience
Current
August 27, 2021 - Present
WESTCO ADVISORY SERVICES, INC.
Office #1: 77 Hempstead Ave, Lynbrook, NY 11563-1637RIA
CRD#: 120755
Lynbrook, NY
Current
November 23, 1987 - Present
WESTCO INVESTMENT CORP.
Office #1: 77 Hempstead Avenue, Lynbrook, NY 11563Office #2: 2875 Main Street, Stratfprd, CT 06614Office #3: 150 Motor Parkway, Hauppauge, NY 11749BD
CRD#: 20744
Lynbrook, NY
Past
March 22, 1984 - May 7, 1988
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WESTCO ADVISORY SERVICES, INC.
WESTCO ADVISORY SERVICES, INC.
CRD#: 120755 / SEC#: 801-69387
RIA
Registered Investment Advisory firm - (7/11/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(9/4/2002)
RR
Florida(9/18/2002)
RR
Indiana(10/4/2005)
RR
Maryland(2/21/2007)
RR
Massachusetts(9/3/2002)
RR
New Jersey(9/23/2002)
RR
New York(6/20/1989)
IAR
New York(8/27/2021)
RR
Pennsylvania(4/23/2024)
RR
Virginia(4/1/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WESTCO ADVISORY SERVICES, INC.
WESTCO ADVISORY SERVICES, INC.
CRD#: 120755 / SEC#: 801-69387
RIA
Registered Investment Advisory firm - (7/11/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
77 Hempstead Ave, Lynbrook, NY 11563-1637
Mailing Address
Phone number
(516) 593-5070
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 317 |
| AUM (Assets Under Management) | $ 251,845,855 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
