John Thomas Kriel
Professional Summary
John Thomas Kriel is a registered financial advisor currently at INSTITUTIONAL SECURITIES CORPORATION located in Dallas, Texas. John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 5 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
INSTITUTIONAL SECURITIES CORPORATION | ISC GROUP, INC.
Contact Information
Main Address
3500 Oak Lawn Ave Suite 400, Dallas, TX 75219Mailing Address
3500 Oak Lawn Ave Suite 400, Dallas, TX 75219Phone Number
(214) 520-1115Established
Texas since 06/24/1987Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/7/1989)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Dec 1984About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1984About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Thomas Kriel's CRS (Customer Relationship Summary).
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