Charles R. Manning

CHARLES MANNING & ASSOCIATES

BALA CYNWYD, PA 19004-1501

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CRD#: 1250589

Professional summary

Charles Robert Manning JR, who also goes by Charles Manning, Chuck Manning, is a registered financial advisor currently at CHARLES MANNING & ASSOCIATES, INC. located in Bala Cynwyd, Pennsylvania.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Charles has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Manning | Chuck Manning

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

01/1996-PRESENT, PRESIDENT CHARLES R. MANNING, JR. HAS AN OWNERSHIP INTEREST IN AND SPENDS A MINORITY OF HIS TIME (LESS THAN FOUR HOURS A MONTH, ON AVERAGE, USUALLY AFTER MARKET HOURS) MANAGING A NON-INVESTMENT-RELATED, DEVELOPMENTAL ENERGY BUSINESS, U.S. POWER & LIGHT, INC. (TWO BALA PLAZA, SUITE 300, BALA CYNWYD, PA 19004-1501)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Robert Manning JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 1996 - Present

CHARLES MANNING & ASSOCIATES, INC.

Office #1: Two Bala Plaza, Suite 300, Bala Cynwyd, PA 19004-1501

RIA

CRD#: 114359

BALA CYNWYD, PA

Past

April 18, 1984 - January 22, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/21/1996)

IAR

Texas
(1/30/1996)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/27/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/14/1984

General Securities Representative Examination

Current Firm

CHARLES MANNING & ASSOCIATES, INC.

CRD#: 114359 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (5/21/1996 Approved)

Texas

Registered Investment Advisory firm - (1/30/1996 Approved)

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Contact information

Main Address

Two Bala Plaza, Suite 300, Bala Cynwyd, PA 19004-1501

Mailing Address

Phone number

(610) 578-0750

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 58,492,645

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles R. Manning

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Robert Manning JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES MANNING & ASSOCIATES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/1995

Series 63

Date: 4/27/1984

Series 7

Date: 4/14/1984

Current Firm

CHARLES MANNING & ASSOCIATES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CHARLES MANNING & ASSOCIATES, INC.

TRUST BUT VERIFY

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