CF
Charles E. Forgason
CAPITAL INVESTMENT ADVISORY SERVICES
MYRTLE BEACH, SC 29577
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CRD#: 1250516
CF
Professional summary
Charles Edward Forgason JR, who also goes by Butch Forgason, C E Forgason, Jr Charles Edward Forgason, is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Myrtle Beach, South Carolina and CAPITAL INVESTMENT BROKERAGE, INC. located in Myrtle Beach, South Carolina.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Charles has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Butch Forgason | C E Forgason | Jr Charles Edward Forgason
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FORGASON & ASSOC, PRESIDENT. 1310 AZALEA CT, STE M, MYRTLE BEACH, SC 29577. NOT INVESTMENT RELATED. PROCESS REVENUE AND EXPENSES RELATED TO CAPITAL INVESTMENT COMPANIES' BUSINESS. 20 HRS/MONTH, 5 HRS DURING NORMAL TRADING HRS. 1/2016. 2. JEFF SWAIN MEMORIAL FUND. RESPONSIBLE PARTY AND FATHER OF DECEASED. 208 78TH AVE N., MYRTLE BEACH, SC. ROLE IS TO DISBURSE FUNDS FOR THE BENEFIT OF JEFF SWAIN'S WIFE AND CHILDREN. NOT INVESTMENT RELATED. STARTED OCTOBER 2019. 1 HR/MONTH, 0 HRS DURING NORMAL TRADING HOURS. 3. STATE OF SOUTH CAROLINA. LIEUTENANT COLONEL, 3RD BATTALLION COMMANDER, SOUTH CAROLINA STATE GUARD. 551 GRANBY LANE, COLUMBIA, SC 29201. STARTED 7/2023. DIRECT THE MANAGEMENT AND TRAINING FOR PERSONNEL IN THE 3RD COASTAL BATTALLION, TRAIN TO ASSIST LOCAL AUTHORITIES AND STATE AGENCIES IN TIMES OF NATURAL DISASTER OR OTHER EMERGENCIES. NOT INVESTMENT RELATED. 4 HRS/WK, 0 HRS DURING NORMAL TRADING HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Edward Forgason JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2013 - Present
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
Office #1: 1310 Azalea Court Ste M, Myrtle Beach, SC 29577RIA
CRD#: 149124
MYRTLE BEACH, SC
Current
November 24, 1997 - Present
CAPITAL INVESTMENT BROKERAGE, INC.
Office #1: 1310 Azalea Court Suite M, Myrtle Beach, SC 29577BD
CRD#: 40657
Myrtle Beach, SC
Past
April 6, 1989 - May 2, 1997
CAPITAL INVESTMENT GROUP, INC.
BD
CRD#: 14752
RALEIGH, NC
Past
March 16, 1988 - March 23, 1989
MCCARLEY AND ASSOCIATES, INC.
BD
CRD#: 16128
GREENVILLE, SC
Past
May 16, 1984 - January 13, 1988
JOHNSON, LANE, SPACE, SMITH & CO., INC.
BD
CRD#: 472
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/7/2022)
RR
Colorado(11/20/2020)
RR
Florida(1/21/1998)
RR
Georgia(5/22/2000)
RR
North Carolina(1/23/1998)
RR
Pennsylvania(2/27/2007)
RR
South Carolina(1/20/1998)
IAR
South Carolina(9/3/2013)
RR
Texas(1/16/1998)
RR
Virginia(1/21/2000)
RR
West Virginia(1/13/2003)
RR
Wisconsin(8/8/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,619 |
| AUM (Assets Under Management) | $ 1,930,938,262 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CRD#: 149124Myrtle Beach, SC 29577TRUST BUT VERIFY
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