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Henry Bruce Abbott

WASHINGTON SECURITIES
CHEVY CHASE, MD
·CRD# 1249819·42 years experience

Professional Summary

Henry Bruce Abbott, who also goes by Bruce Abbott, is a registered financial advisor currently at WASHINGTON SECURITIES CORPORATION located in Chevy Chase, Maryland. Henry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Henry has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bruce Abbott

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

WASHINGTON SECURITIES CORPORATION·CRD# 46213
RIA
BD
1. 6935 Wisconsin Ave Suite 510, Chevy Chase, MD 208152. 6935 Wisconsin Ave Suite 510, Chevy Chase, MD 208153. 6935 Wisconsin Avenue, #510, Chevy Chase, MD 20815
July 1, 2014 - Present
WASHINGTON SECURITIES CORPORATION·CRD# 46213
RIA
BD
1. 6935 Wisconsin Ave Suite 510, Chevy Chase, MD 208152. 6935 Wisconsin Ave No. 510, Chevy Chase, MD 20815-61133. 6935 Wisconsin Avenue, #510, Chevy Chase, MD 20815
July 1, 2014 - Present
MONTGOMERY INVESTMENT MANAGEMENT INC·CRD# 105417
RIA
Rockville, MD
August 8, 2008 - July 1, 2014
TZ CLEAR LLC·CRD# 8089
BD
Bethesda, MD
December 9, 2004 - July 1, 2014
TZ CLEAR LLC·CRD# 8089
BD
Dallas, TX
June 18, 2003 - December 7, 2004
B. RILEY SECURITIES, INC.·CRD# 25027
BD
Arlington, VA
February 10, 1994 - December 31, 2001
TZ CLEAR LLC·CRD# 8089
BD
Dallas, TX
September 12, 1990 - February 7, 1994
JOHNSTON, LEMON & CO. INCORPORATED·CRD# 473
BD
Washington, DC
March 28, 1989 - September 10, 1990
FERRIS, BAKER WATTS, LLC·CRD# 285
BD
July 26, 1984 - February 22, 1989

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Current Firm

WS
WASHINGTON SECURITIES CORPORATION

WASHINGTON SECURITIES CORPORATION

CRD#: 46213 / SEC#: 8-51359
Maryland
Registered Investment Advisory firm - SEC (4/25/2014 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

6935 Wisconsin Ave No. 510 Suite 510, Chevy Chase, MD 20815

Mailing Address

6935 Wisconsin Ave No. 510, Chevy Chase, MD 20815-6113

Phone Number

(301) 657-4810

Established

Virginia since 08/20/1998

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

10

FINRA licenses (19 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ZASTROW, EARL RAYMONDPRESIDENT, OWNER1816127
TURNER, NICKEY DALLASDIRECTOR1631638
ABBOTT, HENRY BRUCEROSFP, CCO, PRINCIPAL, CORP SECRETARY1249819
MILLARD, HERBERT JOSEPHFINOP, MUNICIPAL PRINCIPAL817355

Regulatory Assets Under Management

Total Number of Accounts

8

AUM (Assets Under Management)

$6,975,967

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
District of Columbia
(7/1/2014)
RR
Florida
(7/1/2014)
RR
Maryland
(7/1/2014)
IAR
Maryland
(7/1/2014)
RR
Virginia
(7/1/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2008About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1984About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Feb 2026About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 1999

Series 7 — General Securities Representative Examination

Passed Jul 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2017About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Jun 1993About the Series 4 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Henry Bruce Abbott's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Henry Bruce Abbott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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