Eartha M. Young
Professional summary
Eartha Marie Young, who also goes by Eartha Marie Young Ms, is a registered financial professional currently at SOUTHEAST INVESTMENTS, N.C., INC. located in Charlotte, North Carolina.
Eartha is registered as a RR (Registered Representative) and started their career in finance in 1992. Eartha has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eartha Marie Young's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2009 - Present
SOUTHEAST INVESTMENTS, N.C., INC.
Office #1: 820 Tyvola Road, Suite 104, Charlotte, NC 28217December 1, 2006 - October 6, 2009
QUESTAR CAPITAL CORPORATION
August 5, 2003 - December 1, 2006
USALLIANZ SECURITIES, INC.
October 31, 2001 - April 28, 2003
GOLDIS FINANCIAL GROUP, INC.
May 3, 1999 - January 22, 2002
PARK AVENUE SECURITIES LLC
May 2, 1996 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
May 1, 1995 - January 24, 1996
M&T SECURITIES, INC.
January 24, 1995 - May 1, 1995
IFMG SECURITIES, INC.
October 13, 1994 - May 1, 1996
GUARDIAN INVESTOR SERVICES LLC
September 21, 1994 - October 5, 1994
ROYCE INVESTMENT GROUP, INC.
August 28, 1993 - August 23, 1994
GUARDIAN INVESTOR SERVICES LLC
October 23, 1992 - October 23, 1992
USLIFE EQUITY SALES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2009)
(9/30/2009)
(9/30/2009)
(9/30/2009)
Exams
FINRA
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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