Robert K. Kelly
Professional summary
Robert Kevin Kelly JR, who also goes by Robert Kevin Kelly, is a registered financial professional currently at SAMUEL A. RAMIREZ & COMPANY, INC. located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1984. Robert has worked at 7 firms and has passed the Series 63, Series 52TO, Series 6TO, SIE, Series 7, Series 6 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Kevin Kelly JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2007 - Present
SAMUEL A. RAMIREZ & COMPANY, INC.
Office #1: 14 East 52nd Street, New York, NY 10022January 25, 1999 - September 6, 2007
SEIDEL & CO., LLC
December 19, 1994 - November 7, 1996
KIRLIN SECURITIES INC.
August 18, 1994 - October 28, 1994
GOLDIS FINANCIAL GROUP, INC.
November 7, 1988 - December 14, 1993
SFI INVESTMENTS, INC.
May 5, 1988 - July 6, 1988
FIRST INTERREGIONAL EQUITY CORP.
March 27, 1984 - June 18, 1984
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/28/2012)
(3/13/2020)
(9/6/2007)
(4/19/2023)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
SAMUEL A. RAMIREZ & COMPANY, INC.
CRD#: 6963 / SEC#: , 8-19014
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAR HOLDINGS, INC. | HOLDING COMPANY | |
| GOLDMAN, LAWRENCE F | MANAGING DIRECTOR | 1134640 |
| KICK, MICHAEL J | SR. VP/ CFO/ FIN OP | 4480676 |
| KOFFER, JOSEPH | CHIEF COMPLIANCE OFFICER | 6043686 |
| MAZZARO, VINCENT ANTHONY | COO | 2665339 |
| PERROTTA, THOMAS | MANAGING DIRECTOR | 1864851 |
| RAMIREZ, SAMUEL ALFRED | PRESIDENT & DIRECTOR/SECRETARY | 827095 |
| RAMIREZ,, SAMUEL ALFRED JR | MANAGING DIRECTOR | 2261054 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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