Steven J. Anderson
Professional summary
Steven James Anderson is a registered financial professional currently at NATIONWIDE PLANNING ASSOCIATES INC. located in Southern Shores, North Carolina.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1984. Steven has worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven James Anderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 1994 - Present
NATIONWIDE PLANNING ASSOCIATES INC.
May 7, 1984 - February 26, 1994
C. J. M. PLANNING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/26/2017)
(2/1/2012)
(11/12/2021)
(4/22/1994)
(5/11/2011)
(2/23/2021)
Exams
FINRA
Current Firm
NATIONWIDE PLANNING ASSOCIATES INC.
CRD#: 31029 / SEC#: , 8-45310
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Bond | 1 |
Red Flags
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