Billy J. Cross
Professional summary
Billy Joe Cross Jr, who also goes by Bill Joe Cross, Bill Cross, Billy Joe Cross Jr, Billy Joe Cross, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Atlanta, Georgia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Atlanta, Georgia.
Billy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Billy has worked at 16 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 3, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Billy Joe Cross Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: One Paces West 2727 Paces Ferry Rd Suite 750, Office 706, Atlanta, GA, 30339April 11, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2727 Paces Ferry Road One Paces West, Ste 750/office 706, Atlanta, GA 30339March 1, 2018 - April 20, 2022
VALIC FINANCIAL ADVISORS, INC.
March 1, 2018 - October 1, 2019
COREBRIDGE CAPITAL SERVICES, INC.
March 1, 2018 - April 20, 2022
VALIC FINANCIAL ADVISORS, INC.
September 7, 2017 - March 2, 2018
HARRISDIRECT LLC
September 7, 2017 - March 2, 2018
E*TRADE SECURITIES LLC
August 30, 2016 - September 6, 2017
COREBRIDGE CAPITAL SERVICES, INC.
May 20, 2014 - August 29, 2016
NEXT FINANCIAL GROUP, INC.
May 20, 2014 - August 29, 2016
NEXT FINANCIAL GROUP, INC.
May 29, 2013 - June 2, 2014
BOK FINANCIAL SECURITIES, INC.
May 29, 2013 - June 2, 2014
BOK FINANCIAL SECURITIES, INC.
November 30, 2012 - May 28, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 12, 2012 - May 28, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 3, 2003 - June 29, 2006
CROSS INVESTMENT MANAGEMENT, LLC
February 27, 2003 - May 27, 2003
NELSONREID, INC.
October 22, 1991 - December 12, 2002
CHARLES SCHWAB & CO., INC.
October 21, 1991 - December 12, 2002
CHARLES SCHWAB & CO., INC.
July 5, 1989 - August 29, 1989
JOHN M. SORENSEN & CO., INC.
February 5, 1988 - February 29, 1988
AMERICAN CAPITAL EQUITIES, INC.
July 31, 1985 - August 23, 1991
AMERIPRISE ADVISOR SERVICES, INC.
April 5, 1984 - January 16, 1985
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2022)
(4/12/2022)
(4/11/2022)
(4/11/2022)
Exams
Series 8
Date: 8/7/1987
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
