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Irene Susan Giman

Irene S. Giman

RTD FINANCIAL ADVISORS
Philadelphia, PA 19103
Some features on this profile are disabled
CRD#: 1240869
Irene Susan Giman

Professional summary

Irene Susan Giman, CFP® is a registered financial advisor currently at RTD FINANCIAL ADVISORS INC located in Philadelphia, Pennsylvania.

Irene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Irene has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Biography

Irene is an active member of her community.  She has served on several local Boards as well as serving as Treasurer of her Mount Holyoke College Class for over 20 years. In her free time, Irene is an avid cyclist and enjoys teaching spinning classes at her gym.
top-8-questions

Question & Answer

What are your service offerings?
Employee and Employer Plan Ben...
Life Transitions
Comprehensive Financial Planni...
Insurance Planning
Divorce Planning
Estate Planning
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
High Net Worth Client Needs
Investment Advice with Ongoing...
Women's Financial Planning Iss...
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Irene Susan Giman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2015

Experience

Current

April 18, 2016 - Present

RTD FINANCIAL ADVISORS INC

Office #1: 30 S. 17th Street Ste 1620, Philadelphia, PA 19103
RIA
CRD#: 110744
Philadelphia, PA
Past

April 18, 2012 - March 30, 2016

PINNACLE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109947
MARLTON, NJ
Past

June 12, 1987 - September 1, 1987

MABON, NUGENT & CO.

BD
CRD#: 2617
Past

February 24, 1984 - September 4, 1986

MORGAN STANLEY DW INC.

BD
CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RTD FINANCIAL ADVISORS INC
RTD FINANCIAL ADVISORS INC
PINNACLE FINANCIAL ADVISORY GROUP OF RTD | RTD FINANCIAL ADVISORS INC

CRD#: 110744 / SEC#: 801-19015

RIA
Registered Investment Advisory firm - (6/13/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(4/19/2016)
IAR
Pennsylvania
(4/18/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 2/28/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/18/1984
General Securities Representative Examination

Current Firm

RTD FINANCIAL ADVISORS INC
RTD FINANCIAL ADVISORS INC
PINNACLE FINANCIAL ADVISORY GROUP OF RTD | RTD FINANCIAL ADVISORS INC

CRD#: 110744 / SEC#: 801-19015

RIA
Registered Investment Advisory firm - (6/13/1983 Approved)
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Contact information

Main Address
30 S. 17th Street Ste 1620, Philadelphia, PA 19103
Mailing Address
Phone number
(215) 557-3800
Established
Firm type
Fiscal year end
# of Employees
40

SEC notice filing (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RTD FINANCIAL ADVISORS INC FORM ADV PART 2 (10/9/2025)

Regulatory assets under management

Total Number of Accounts2,979
AUM (Assets Under Management)$ 2,381,633,715

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RTD FINANCIAL ADVISORS INC

RTD FINANCIAL ADVISORS INC

CRD#: 110744Philadelphia, PA 19103

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