Jerrell W. Leathers
Professional summary
Jerrell Wayne Leathers, who also goes by Jerry Leathers, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Seneca, South Carolina and CETERA WEALTH SERVICES, LLC located in Boca Raton, Florida.
Jerrell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Jerrell has worked at 23 firms and has passed the Series 65, Series 63, Series 22TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jerrell Wayne Leathers's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 2301 Rosecrans Ave #5100, El Segundo, CA 90245Office #3: 225 Ne Mizner Blvd Ste 550, Boca Raton, FL 33432June 4, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 225 Ne Mizner Blvd Ste 550, Boca Raton, FL 33432Office #2: 2301 Rosecrans Ave #5100, El Segundo, CA 90245June 7, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
April 4, 2018 - May 4, 2021
B. RILEY WEALTH ADVISORS, INC.
March 26, 2018 - May 4, 2021
NATIONAL SECURITIES CORPORATION
January 5, 2011 - March 27, 2018
SUMMIT FINANCIAL GROUP INC
December 8, 2010 - March 27, 2018
SUMMIT BROKERAGE SERVICES, INC.
October 20, 2008 - December 3, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
October 15, 2008 - December 3, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
June 5, 2007 - December 31, 2007
NFSG CORPORATION
June 4, 2007 - December 31, 2007
NEWBRIDGE SECURITIES CORPORATION
October 31, 2002 - June 6, 2007
SUMMIT FINANCIAL GROUP INC
October 30, 2002 - June 6, 2007
SUMMIT BROKERAGE SERVICES, INC.
July 5, 2002 - October 14, 2002
SALOMON GREY FINANCIAL CORPORATION
February 6, 2002 - October 14, 2002
SALOMON GREY FINANCIAL CORPORATION
May 1, 2001 - July 2, 2001
JVB FINANCIAL GROUP, LLC
January 11, 2001 - July 2, 2001
INTL CUSTODY & CLEARING SOLUTIONS INC.
July 25, 2000 - March 7, 2001
THE CONCORD EQUITY GROUP, LLC
March 1, 2000 - July 14, 2000
JOSEPH CHARLES & ASSOC., INC.
January 30, 1995 - January 10, 2000
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 30, 1995 - January 21, 2000
JWGENESIS SECURITIES, INC.
August 26, 1994 - October 27, 1994
D. BLECH & COMPANY, INCORPORATED
January 25, 1993 - February 23, 1993
GLOBAL CAPITAL SECURITIES CORPORATION
January 15, 1993 - January 25, 1993
KOBER FINANCIAL CORP.
August 18, 1992 - September 2, 1992
DEL MAR SECURITIES, INC.
January 2, 1987 - April 21, 1992
J. W. GANT & ASSOCIATES, INC.
July 16, 1984 - January 2, 1987
MICHELIN AND COMPANY, INC.
March 7, 1984 - July 26, 1984
THE STUART-JAMES COMPANY, INCORPORATED
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/7/2021)
(6/7/2021)
(4/24/2023)
(6/29/2023)
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
