Michael W. Coffey
Professional summary
Michael William Coffey is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Willow Grove, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael William Coffey's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael William Coffey's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2023 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 9 Easton Road, Willow Grove, PA 19090April 25, 2023 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 9 Easton Road, Willow Grove, PA 19090July 17, 2020 - May 1, 2023
CITIZENS SECURITIES, INC.
July 8, 2020 - May 1, 2023
CITIZENS SECURITIES, INC.
June 3, 2013 - May 1, 2020
PRIVATE ADVISOR GROUP, LLC
May 31, 2013 - June 18, 2020
LPL FINANCIAL LLC
June 10, 2005 - June 3, 2013
PNC WEALTH MANAGEMENT LLC
June 8, 2005 - June 3, 2013
PNC WEALTH MANAGEMENT LLC
October 20, 2004 - May 3, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - May 3, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 28, 2003 - October 20, 2004
QUICK & REILLY, INC.
February 27, 2003 - October 20, 2004
QUICK & REILLY, INC.
October 1, 2000 - January 24, 2003
WELLS FARGO CLEARING SERVICES, LLC
December 10, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
February 10, 1997 - December 7, 1999
PRUDENTIAL EQUITY GROUP, LLC
September 14, 1996 - December 13, 1996
MF GLOBAL INC.
September 6, 1994 - August 21, 1996
HURRICANE TRADING, LLC
Primary Firm SEC Registration
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/26/2023)
(4/26/2023)
(5/15/2023)
(5/1/2023)
(7/25/2023)
(4/26/2023)
(4/26/2023)
(3/4/2025)
(4/26/2023)
(5/1/2023)
(5/8/2023)
(4/25/2023)
(4/26/2023)
(4/26/2023)
(4/26/2023)
Exams
FINRA
Current Firm
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
