Michael R. Frager
Professional summary
Michael Raymond Frager, ChFC®, CLU®, who also goes by Michael R Frager, is a registered financial advisor currently at BALBOA WEALTH PARTNERS, INC. located in La Jolla, California and WILLOW COVE INVESTMENT GROUP, INC. located in Winneconne, Wisconsin.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Michael has worked at 14 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, Series 6TO, SIE, Series 3, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Raymond Frager's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2016 - Present
BALBOA WEALTH PARTNERS, INC.
Office #1: 9404 Genesee Avenue Suite 340, La Jolla, CA 92037April 27, 2020 - Present
WILLOW COVE INVESTMENT GROUP, INC.
Office #1: 5887 T Bar Lane, Winneconne, WI 54986January 6, 2017 - April 20, 2020
INTEGRITY BROKERAGE, LLC
January 5, 2017 - April 20, 2020
INTEGRITY BROKERAGE, LLC
March 16, 2010 - October 31, 2016
CENTAURUS FINANCIAL, INC.
March 12, 2010 - October 31, 2016
CENTAURUS FINANCIAL, INC.
December 18, 2007 - March 12, 2010
INDEPENDENT FINANCIAL GROUP, LLC
December 14, 2007 - March 12, 2010
INDEPENDENT FINANCIAL GROUP, LLC
October 5, 2007 - December 18, 2007
PRINCIPAL SECURITIES, INC.
March 10, 2006 - October 31, 2007
OBSIDIAN FINANCIAL GROUP, LLC
July 6, 2005 - December 22, 2009
SEAHORSE CAPITAL, INC.
December 14, 2004 - March 18, 2005
GIRARD SECURITIES, INC.
August 14, 2003 - March 18, 2005
GIRARD SECURITIES, INC.
January 22, 2001 - August 22, 2003
FIRST WALL STREET CORP.
July 12, 1999 - January 11, 2001
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 14, 1995 - July 12, 1999
BA INVESTMENT SERVICES, INC.
April 10, 1992 - September 14, 1994
PRUDENTIAL EQUITY GROUP, LLC
January 25, 1984 - April 22, 1992
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
BALBOA WEALTH PARTNERS, INC.
CRD#: 282329 / SEC#: 801-107029
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/26/2024)
(11/21/2016)
(4/27/2020)
(7/17/2023)
(2/25/2021)
(10/22/2024)
(3/17/2025)
(3/1/2022)
(4/27/2020)
(8/21/2024)
(5/10/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
BALBOA WEALTH PARTNERS, INC.
CRD#: 282329 / SEC#: 801-107029
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,068 |
| AUM (Assets Under Management) | $ 804,833,455 |
Red Flags
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