ED
Erin M. Davis
RICHARDS MERRILL WEALTH MANAGEMENT
Spokane, WA 99201-0645
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CRD#: 1228762
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Professional summary
Erin M Davis, who also goes by Erin Manetta Davis, Erin Manetta Vanleuven, is a registered financial professional currently at RICHARDS MERRILL WEALTH MANAGEMENT located in Spokane, Washington.
Erin is registered as a RR (Registered Representative) and started their career in finance in 2003. Erin has worked at 3 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Erin Manetta Davis | Erin Manetta Vanleuven
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Erin M Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2005 - Present
RICHARDS MERRILL WEALTH MANAGEMENT
Office #1: 612 West Main Street The M Building Suite 201, Spokane, WA 99201-0645Office #2: 612 West Main Street The M Building Suite 201, Spokane, WA 99201RIA
BD
CRD#: 713
Spokane, WA
Past
December 5, 2003 - December 17, 2003
METROPOLITAN FINANCIAL SERVICES, INC.
RIA
CRD#: 116602
SPOKANE, WA
Past
October 7, 2003 - December 17, 2003
METROPOLITAN INVESTMENT SECURITIES, INC.
BD
CRD#: 14146
SPOKANE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RICHARDS MERRILL WEALTH MANAGEMENT
RICHARDS MERRILL WEALTH MANAGEMENT | RICHARDS, MERRILL & PETERSON, INC.
CRD#: 713 / SEC#: 801-113034, 8-71
RIA
Registered Investment Advisory firm - SEC (4/27/2018 Approved)Arizona
Registered Investment Advisory firm - SEC (5/31/2018 Terminated)California
Registered Investment Advisory firm - SEC (6/30/2018 Terminated)Idaho
Registered Investment Advisory firm - SEC (5/31/2018 Terminated)Montana
Registered Investment Advisory firm - SEC (5/31/2018 Terminated)Texas
Registered Investment Advisory firm - SEC (5/31/2018 Terminated)Washington
Registered Investment Advisory firm - SEC (6/7/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Washington(5/4/2005)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RICHARDS MERRILL WEALTH MANAGEMENT
RICHARDS MERRILL WEALTH MANAGEMENT | RICHARDS, MERRILL & PETERSON, INC.
CRD#: 713 / SEC#: 801-113034, 8-71
RIA
Registered Investment Advisory firm - SEC (4/27/2018 Approved)Arizona
Registered Investment Advisory firm - SEC (5/31/2018 Terminated)California
Registered Investment Advisory firm - SEC (6/30/2018 Terminated)Idaho
Registered Investment Advisory firm - SEC (5/31/2018 Terminated)Montana
Registered Investment Advisory firm - SEC (5/31/2018 Terminated)Texas
Registered Investment Advisory firm - SEC (5/31/2018 Terminated)Washington
Registered Investment Advisory firm - SEC (6/7/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
612 West Main Street The M Building Suite 201, Spokane, WA 99201-0645
Mailing Address
612 West Main Street The M Building Suite 201, Spokane, WA 99201
Phone number
(509) 624-3174
Established
Washington since 07/27/1923
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
10
SEC notice filing (11 States and Territories)
FINRA licenses (28 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,061 |
| AUM (Assets Under Management) | $ 514,464,239 |
Disclosures
| Regulatory Event | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 11/15/2024 | ||
| 11/19/2023 | ||
| 01/25/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RICHARDS MERRILL WEALTH MANAGEMENT
CRD#: 713Spokane, WA 99201-0645TRUST BUT VERIFY
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