George D. Eggers

CETERA INVESTMENT ADVISERS LLC

HADDON HEIGHTS, NJ 08035

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CRD#: 1228371

Professional summary

George Dewey Eggers III, AIF®, who also goes by George Dewey Eggers, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Haddon Heights, New Jersey and CETERA WEALTH SERVICES, LLC located in Haddon Heights, New Jersey.

George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. George has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

George Dewey Eggers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT REP GEORGE EGGERS HADDON HEIGHTS NJ 08035 FIXED ANNUITIES AND LIFE/HEALTH FOR 2 HRS/WEEK SINCE 9/2010; 2) MEMBER OF THE VOORHEES ECONOMIC DEVELOPMENT COMMITTEE VOORHEES NJ 08043 1 HR/WEEKEND EVENING SINCE 2009 3) INDEPENDENT INSURANCE AGENT LIFE/ACCIDENT/HEALTH FOR 1HR/WK SINCE 1/2012 4) NAME OF OTHER BUSINESS: HEIGHTS FINANCIAL GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 12/2019 ; POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR FINANCIAL SERVICES ;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Dewey Eggers III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 213 White Horse Pike, Haddon Heights, NJ 08035

RIA

CRD#: 105644

HADDON HEIGHTS, NJ

Current

September 3, 2013 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 213 White Horse Pike, Haddon Heights, NJ 08035

CRD#: 13572

Haddon Heights, NJ

Past

September 3, 2013 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

January 15, 2013 - September 3, 2013

WALNUT STREET SECURITIES, INC.

RIA

CRD#: 15840

HADDON HEIGHTS, NJ

Past

October 7, 2011 - September 3, 2013

WALNUT STREET SECURITIES, INC.

CRD#: 15840

HADDON HEIGHTS, NJ

Past

October 3, 2002 - October 10, 2011

PAULSON INVESTMENT COMPANY LLC

RIA

CRD#: 5670

VOORHEES, NJ

Past

October 3, 2002 - October 10, 2011

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

VOORHEES, NJ

Past

April 1, 2002 - October 24, 2002

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

MARLTON, NJ

Past

November 28, 1997 - October 24, 2002

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

December 3, 1991 - December 5, 1997

FIRST COLONIAL SECURITIES

CRD#: 25121

BOCA RATON, FL

Past

January 24, 1990 - December 18, 1991

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

June 6, 1988 - January 31, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 19, 1985 - June 17, 1988

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Past

August 22, 1984 - March 25, 1985

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

Past

January 11, 1984 - June 11, 1984

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/3/2013)

Colorado
(9/3/2013)

Connecticut
(8/11/2023)

Florida
(9/3/2013)

Kentucky
(9/3/2013)

Minnesota
(3/29/2017)

New Jersey
(9/3/2013)

IAR

New Jersey
(6/29/2023)

New York
(9/3/2013)

North Carolina
(4/10/2023)

Pennsylvania
(9/3/2013)

South Carolina
(4/10/2023)

Texas
(1/6/2021)

IAR

Texas
(6/29/2023)

Virginia
(9/3/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/10/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/10/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/31/1990

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

George D. Eggers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Dewey Eggers III's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

WALNUT STREET SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

PAULSON INVESTMENT COMPANY LLC

PAULSON INVESTMENT COMPANY LLC

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

FIRST COLONIAL SECURITIES

ROBERT THOMAS SECURITIES, INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

KIDDER, PEABODY & CO. INCORPORATED

FIRST JERSEY SECURITIES, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/2000

Series 63

Date: 1/10/1984

SIE

Date: 10/1/2018

Series 7

Date: 8/18/1984

Series 6

Date: 1/10/1984

Series 24

Date: 5/31/1990

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

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