George D. Eggers
Professional summary
George Dewey Eggers III, AIF®, who also goes by George Dewey Eggers, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Haddon Heights, New Jersey and CETERA WEALTH SERVICES, LLC located in Haddon Heights, New Jersey.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. George has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view George Dewey Eggers III's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 213 White Horse Pike, Haddon Heights, NJ 08035September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 213 White Horse Pike, Haddon Heights, NJ 08035September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
January 15, 2013 - September 3, 2013
WALNUT STREET SECURITIES, INC.
October 7, 2011 - September 3, 2013
WALNUT STREET SECURITIES, INC.
October 3, 2002 - October 10, 2011
PAULSON INVESTMENT COMPANY LLC
October 3, 2002 - October 10, 2011
PAULSON INVESTMENT COMPANY LLC
April 1, 2002 - October 24, 2002
LEGG MASON WOOD WALKER, INCORPORATED
November 28, 1997 - October 24, 2002
LEGG MASON WOOD WALKER, INCORPORATED
December 3, 1991 - December 5, 1997
FIRST COLONIAL SECURITIES
January 24, 1990 - December 18, 1991
ROBERT THOMAS SECURITIES, INC
June 6, 1988 - January 31, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 19, 1985 - June 17, 1988
KIDDER, PEABODY & CO. INCORPORATED
August 22, 1984 - March 25, 1985
FIRST JERSEY SECURITIES, INC.
January 11, 1984 - June 11, 1984
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/3/2013)
(9/3/2013)
(8/11/2023)
(9/3/2013)
(9/3/2013)
(3/29/2017)
(9/3/2013)
(6/29/2023)
(9/3/2013)
(4/10/2023)
(3/2/2026)
(9/3/2013)
(4/10/2023)
(1/6/2021)
(6/29/2023)
(9/3/2013)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Haddon Heights, NJ 08035TRUST BUT VERIFY
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