Robert M. Rapp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Michael Rapp, who also goes by Bob Rapp, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 6 firms and has passed the Series 63, Series 55, Series 7, Series 3, Series 15, Series 5 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2011 - July 18, 2013
WTS PROPRIETARY TRADING GROUP LLC
April 14, 2008 - July 19, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
April 4, 2006 - October 25, 2007
TAFFERER TRADING, LLC
February 14, 1994 - March 1, 1995
BARCLAYS CAPITAL INC.
March 26, 1992 - January 27, 1994
SCHRODER & CO. INC.
February 5, 1985 - May 17, 1988
SCHRODER & CO. INC.
December 21, 1983 - December 26, 1984
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/5/2006
Limited Representative-Equity Trader ExamSeries 15
Date: 6/7/1984
Foreign Currency Options ExaminationSeries 5
Date: 6/7/1984
Interest Rate Options ExaminationCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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