Kirk D. Chesney
Professional summary
Kirk David Chesney is a registered financial professional currently at SIGMA FINANCIAL CORPORATION located in Troy, Michigan.
Kirk is registered as a RR (Registered Representative) and started their career in finance in 1984. Kirk has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kirk David Chesney's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 1993 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 70 W. Long Lake Road Suite 118, Troy, MI 48098December 23, 1992 - February 16, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
December 11, 1987 - December 23, 1992
USA FINANCIAL GROUP, INC.
May 15, 1985 - December 21, 1987
MARINER FINANCIAL SERVICES, INC.
February 13, 1985 - May 1, 1985
A. G. EDWARDS & SONS, INC.
January 12, 1985 - December 21, 1987
MARINER FINANCIAL SERVICES, INC.
February 24, 1984 - December 11, 1984
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/25/2010)
(6/20/1996)
(6/22/2006)
(1/4/2021)
(6/18/1996)
(2/22/1993)
(3/14/2008)
(9/15/2021)
(1/31/2023)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SIGMA FINANCIAL CORPORATION
CRD#: 14303 / SEC#: , 8-30466
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING SHARES) | |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT | 2933397 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | 408389 |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 11 |
Red Flags
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