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Sandro Domenic Hernandez

PENSERRA SECURITIES
CHICAGO, IL
·CRD# 1217782·30 years experience

Professional Summary

Sandro Domenic Hernandez, who also goes by Sanj Domenic Hernandez, is a registered financial advisor currently at PENSERRA SECURITIES, LLC located in Chicago, Illinois. Sandro is registered as a RR (Registered Representative) and started their career in finance in 1999. Sandro has worked at 6 firms and has passed the Series 99TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sanj Domenic Hernandez

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

PENSERRA SECURITIES, LLC·CRD# 145994
BD
425 South Financial Place Suite 3410, Chicago, IL 60605
May 3, 2017 - Present
CHEEVERS & COMPANY, LLC·CRD# 31312
BD
Chicago, IL
March 17, 2010 - May 18, 2017
DASH FINANCIAL TECHNOLOGIES LLC·CRD# 104031
BD
Chicago, IL
November 4, 2008 - January 8, 2010
MERRILL LYNCH PROFESSIONAL CLEARING CORP.·CRD# 16139
BD
Chicago, IL
July 15, 2005 - November 7, 2008
PAX CLEARING CORPORATION·CRD# 104263
BD
Chicago, IL
September 1, 2000 - June 28, 2005
PAX CLEARING COMPANY LIMITED PARTNERSHIP·CRD# 30688
BD
Chicago, IL
November 8, 1999 - September 1, 2000

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Current Firm

PS
PENSERRA SECURITIES, LLC

PENSERRA SECURITIES | PENSERRA SECURITIES, LLC

CRD#: 145994 / SEC#: 8-67773
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

4 Orinda Way Suite 100-a, Orinda, CA 94563

Mailing Address

4 Orinda Way Suite 100-a, Orinda, CA 94563

Phone Number

(646) 459-0581

Established

New York since 02/27/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (17 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PENSERRA FINANCIAL VENTURES LLCHOLDING COMPANY / MEMBER—
CASTELLI, ANTHONY NMNCOO4409925
GEIGER, LEE WILSONFINOP1552293
JOSEPH, ELOIS L'KEKSHACCO5449352
MADRIGAL, JORGE NMNPRESIDENT & CEO / MEMBER3204950

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1996About the Series 7 exam
FINRA
SRO Registrations
NYSE Texas, Inc.
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sandro Domenic Hernandez's CRS (Customer Relationship Summary).

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