Philip R. Bailey

MUIRFIELD WEALTH ADVISORS LLC

Charlotte, NC 28209

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CRD#: 1215648

Professional summary

Philip Reese Bailey, CFP®, who also goes by Phil Bailey, is a registered financial advisor currently at MUIRFIELD WEALTH ADVISORS LLC located in Charlotte, North Carolina.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Philip has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 31, Series 3, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Phil Bailey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 07/2018 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Reese Bailey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

September 30, 2021 - Present

MUIRFIELD WEALTH ADVISORS LLC

Office #1: 6101 Carnegie Blvd. Suite 550, Charlotte, NC 28209

RIA

CRD#: 316071

Charlotte, NC

Past

April 17, 2019 - September 30, 2021

CARROLL FINANCIAL ASSOCIATES INC

RIA

CRD#: 105427

CHARLOTTE, NC

Past

April 15, 2019 - October 4, 2021

CETERA WEALTH SERVICES, LLC

CRD#: 13572

CHARLOTTE, NC

Past

January 2, 2009 - April 15, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

CHARLOTTE, NC

Past

February 10, 2006 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

CHARLOTTE, NC

Past

August 23, 2004 - February 1, 2006

WEALTHTRUST

RIA

CRD#: 125250

CHARLOTTE, NC

Past

September 20, 1991 - April 15, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

CHARLOTTE, NC

Past

May 15, 1991 - October 1, 1991

KAVANAUGH SECURITIES, INC.

CRD#: 10606

DALLAS, TX

Past

September 26, 1988 - August 21, 1989

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 22, 1983 - September 28, 1988

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MUIRFIELD WEALTH ADVISORS LLC

MUIRFIELD WEALTH ADVISORS LLC | WINTERGREEN WEALTH LLC

CRD#: 316071 / SEC#: 801-122184

RIA

Registered Investment Advisory firm - (9/1/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(9/30/2021)

IAR

Texas
(12/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/9/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/28/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/19/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 3

Date: 1/18/1984

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 2/11/1997

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/24/1991

General Securities Principal Examination

Current Firm

MUIRFIELD WEALTH ADVISORS LLC

MUIRFIELD WEALTH ADVISORS LLC | WINTERGREEN WEALTH LLC

CRD#: 316071 / SEC#: 801-122184

RIA

Registered Investment Advisory firm - (9/1/2021 Approved)

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Contact information

Main Address

6101 Carnegie Blvd. Suite 550, Charlotte, NC 28209

Mailing Address

Phone number

(704) 442-0047

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MUIRFIELD WEALTH DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (2/21/2025)

Regulatory assets under management

Total Number of Accounts	459
AUM (Assets Under Management)	$ 234,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Philip R. Bailey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Reese Bailey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARROLL FINANCIAL ASSOCIATES INC

CETERA WEALTH SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

WEALTHTRUST

RAYMOND JAMES FINANCIAL SERVICES, INC.

KAVANAUGH SECURITIES, INC.

LEHMAN BROTHERS INC.

THE ROBINSON-HUMPHREY COMPANY, LLC

Primary Firm SEC Registration

MUIRFIELD WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/9/1991

Series 63

Date: 12/28/1983

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 2/19/2004

Series 3

Date: 1/18/1984

Series 7

Date: 11/19/1983

Series 53

Date: 2/11/1997

Series 24

Date: 12/24/1991

Current Firm

MUIRFIELD WEALTH ADVISORS LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MUIRFIELD WEALTH ADVISORS LLC

TRUST BUT VERIFY

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