Jeffrey M. Tepper
Professional summary
Jeffrey Mark Tepper is a registered financial professional currently at SMG SECURITIES, INC. located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1983. Jeffrey has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Mark Tepper's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 1986 - Present
SMG SECURITIES, INC.
Office #1: 800 Third Ave, New York, NY 10022Office #2: 333 East 66th Street Suite 2-o, New York, NY 10065December 21, 1983 - December 27, 1985
WESTMINSTER RESEARCH ASSOCIATES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2003)
(6/16/1995)
(6/20/1995)
(5/25/2004)
(10/28/2003)
(8/16/1995)
(3/25/2004)
(8/29/1995)
(5/3/1993)
(2/23/1995)
(11/7/2003)
(6/30/1995)
(5/18/1995)
(7/2/2004)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SMG SECURITIES, INC.
CRD#: 17406 / SEC#: , 8-35184
Contact information
FINRA licenses (14 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SMG ASSOCIATES, LLC | OWNER | |
| TEPPER, JEFFREY MARK | PRESIDENT & CEO AND CHIEF COMPLIANCE OFFICER | 1215438 |
Red Flags
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