William Karaman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Karaman, who also goes by William R Karaman, William Rustam Karaman, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1984. William had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2012 - May 28, 2013
WTS PROPRIETARY TRADING GROUP LLC
April 18, 1986 - October 17, 1986
THE STUART-JAMES COMPANY, INCORPORATED
April 2, 1985 - November 5, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
February 24, 1984 - March 25, 1985
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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