Kraig R. Null

WEALTHCARE SOLUTIONS

Radnor, PA 19087

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CRD#: 1214819

Professional summary

Kraig Randall Null is a registered financial advisor currently at WEALTHCARE SOLUTIONS, LLC located in Radnor, Pennsylvania.

Kraig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Kraig has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LANK JOHNSON & TULL; MILLFORD, DE; INVESTMENT RELATED; ACCOUNT PRACTICE WHICH OFFERS FINANCIAL SERVICES TO EXISTING CLIENTS; CONSULTANT TO CPA'S; 1/2003; 15-20 HRS/MTH; 1-2 HRS/DAY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kraig Randall Null's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2004 - Present

WEALTHCARE SOLUTIONS, LLC

Office #1: 150 North Radnor Chester Road Suite F200, Radnor, PA 19087

RIA

CRD#: 126827

Radnor, PA

Past

March 29, 2004 - December 31, 2009

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

WEST CONSHOHOCKEN, PA

Past

May 22, 2001 - April 13, 2004

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

WYNNEWOOD, PA

Past

February 16, 2001 - April 13, 2004

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

October 15, 1998 - February 13, 2001

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

June 24, 1997 - October 8, 1998

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

July 15, 1992 - August 28, 1995

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

Past

July 23, 1986 - March 5, 1988

BUTCHER & SINGER INC.

CRD#: 6517

Past

December 14, 1983 - May 17, 1984

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(8/16/2004)

IAR

New Jersey
(11/30/2018)

IAR

Pennsylvania
(6/30/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/4/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/30/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/14/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/13/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTHCARE SOLUTIONS, LLC

CRD#: 126827 / SEC#:

Delaware

Registered Investment Advisory firm - (8/16/2004 Approved)

Maryland

Registered Investment Advisory firm - (2/21/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (11/29/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/25/2004 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

150 North Radnor Chester Road Suite F200, Radnor, PA 19087

Mailing Address

Po Box 150, Ardmore, PA 19003-0150

Phone number

(484) 297-2907

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	236
AUM (Assets Under Management)	$ 46,952,210

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kraig R. Null

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kraig Randall Null's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

FIDELITY BROKERAGE SERVICES LLC

VOYA FINANCIAL ADVISORS, INC.

FERRIS, BAKER WATTS, LLC

BUTCHER & SINGER INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/4/1997

Series 63

Date: 7/30/1992

Series 7

Date: 7/14/1992

Series 6

Date: 12/13/1983

Current Firm

WEALTHCARE SOLUTIONS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTHCARE SOLUTIONS, LLC

TRUST BUT VERIFY

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