David T. Posen
Professional summary
David Todd Posen is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.
David is registered as a RR (Registered Representative) and started their career in finance in 1983. David has worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Todd Posen's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 2023 - Present
GT SECURITIES, INC.
Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094February 22, 2021 - November 17, 2021
ALTERNA SECURITIES, INC.
June 7, 1999 - March 29, 2019
DEUTSCHE BANK SECURITIES INC.
May 16, 1995 - June 7, 1999
DB ALEX. BROWN LLC
November 23, 1983 - March 17, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(11/15/2023)
(11/15/2023)
Exams
FINRA
Current Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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