Isaac W. Hardy
Professional summary
Isaac William Hardy, who also goes by Isaac William Hardy Jr, Isaac William Hardy, Isaac Willima Hardy, Isaac Hardy, is a registered financial professional currently at CONCORDE INVESTMENT SERVICES, LLC located in Taylor, Texas.
Isaac is registered as a RR (Registered Representative) and started their career in finance in 1996. Isaac has worked at 4 firms and has passed the Series 63, Series 22TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Isaac William Hardy's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2021 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 700 N. Main Street Suite 104, Taylor, TX 76574June 15, 2001 - July 24, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 5, 2000 - June 18, 2001
FFP SECURITIES, INC.
November 12, 1996 - August 27, 1999
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2022)
Exams
Series 22TO
Date: 5/3/2021
Direct Participation Programs Representative ExaminationFINRA
Current Firm
CONCORDE INVESTMENT SERVICES, LLC
CRD#: 151604 / SEC#: , 8-68388
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONCORDE HOLDINGS INC. | OWNER / MANAGING MEMBER | |
| ARNOLD, AMY PERRYMAN | CHIEF DUE DILIGENCE OFFICER | 3037672 |
| DELONGCHAMP, DANIELLE LEIGH | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4901901 |
| GAKENHEIMER, JOHN HERBERT | REGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | 810171 |
| HOFER, KATHLEEN ANN | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1087639 |
| LOBERG, NICHOLAS | DIRECTOR OF BROKERAGE OPERATIONS | 6778518 |
| MCMURRY, KEITH | CHIEF OPERATIONS OFFICER | 5647966 |
| STACEY, JENNIFER LEIGH | CHIEF COMPLIANCE OFFICER | 2536581 |
| WOOLSON, NICOLE RENEE | DIRECTOR OF COMPLIANCE | 3143232 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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