Roberta S. Eckert
Professional summary
Roberta Schwerin Eckert, who also goes by Roberta S. Eckert, Roberta S Fiacco, Roberta Schwerin Fiacco, Roberta Fiacco, Roberta F Schwerin, Roberta Ford Schwerin, is a registered financial advisor currently at NATIONWIDE INVESTMENT ADVISORS, LLC located in Columbus, Ohio and NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Roberta is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Roberta has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roberta Schwerin Eckert's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2016 - Present
NATIONWIDE INVESTMENT ADVISORS, LLC
Office #1: One Nationwide Plaza 03-07-202, Columbus, OH 43215July 9, 2013 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215August 7, 2013 - March 21, 2016
NATIONWIDE SECURITIES, LLC
January 30, 2013 - June 26, 2013
MORGAN STANLEY
January 18, 2013 - June 26, 2013
MORGAN STANLEY
June 14, 2011 - July 10, 2012
ALLIANZ LIFE FINANCIAL SERVICES, LLC
June 10, 2010 - January 31, 2011
CAPITAL BROKERAGE CORPORATION
June 30, 2008 - May 11, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 8, 2006 - June 6, 2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
December 11, 2004 - June 5, 2006
METLIFE INVESTORS DISTRIBUTION COMPANY
July 11, 2003 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
September 8, 1998 - February 26, 2003
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
March 12, 1997 - April 23, 1998
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 17, 1995 - August 6, 1996
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 23, 1987 - December 9, 1994
INVEST FINANCIAL CORPORATION
April 30, 1984 - October 29, 1986
NUVEEN SECURITIES, LLC
Primary Firm SEC Registration
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/2016)
(1/18/2022)
(4/30/2019)
(7/9/2013)
(7/9/2013)
(9/2/2022)
(1/18/2022)
(9/2/2022)
(7/9/2013)
(7/9/2013)
(7/9/2013)
(9/2/2022)
(2/24/2021)
(9/2/2022)
(3/10/2016)
(7/9/2013)
(2/24/2021)
(9/2/2022)
(7/9/2013)
(9/2/2022)
(8/2/2013)
Exams
FINRA
Current Firm
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373Columbus, OH 43215TRUST BUT VERIFY
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