RS
Richard A. Strevey
SUPREME ALLIANCE LLC
Charlotte, NC 28277
Some features on this profile are disabled
CRD#: 1200426
RS
Professional summary
Richard Alan Strevey, CFP®, who also goes by Rick Strevey, is a registered financial professional currently at SUPREME ALLIANCE LLC located in Charlotte, North Carolina.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1984. Richard has worked at 4 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Rick Strevey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 06/10/2022 ADDRESS: 18205 Capitol Suite 300, Elkhorn NE 68022, United States DESCRIPTION: Fixed insurance: life, disability, annuities, long term care, health, Medicare supplements & group benefits. OMAHA RAPID RESPONSE POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: 12250 S. 114th St., Papillion NE 68046, United States DESCRIPTION: Helping people during and after disasters, recovery & rebuilding. No products or services are bought or sold. NEBRASKA IFAPAC POSITION: Board member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2011 ADDRESS: P. O. Box 24133, Omaha NE 68124, United States DESCRIPTION: There are no insurance or investment products that are bought or sold with the PAC. On board to give comments etc about the various candidates running for office. I do not vote on allocating any $ in any way.
CRS (Client Relationship Summary) - BD
Click below to view Richard Alan Strevey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
June 28, 2024 - Present
SUPREME ALLIANCE LLC
Office #1: 14804 Resolves Lane, Charlotte, NC 28277RIA
BD
CRD#: 45348
Charlotte, NC
Past
July 19, 2024 - September 27, 2024
SUPREME ALLIANCE LLC
RIA
CRD#: 45348
CHARLOTTE, NC
Past
March 13, 2023 - December 31, 2023
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
ELKHORN, NE
Past
April 13, 2022 - December 31, 2023
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
ELKHORN, NE
Past
September 14, 2020 - October 5, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
OMAHA, NE
Past
August 5, 2020 - October 5, 2021
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
OMAHA, NE
Past
April 6, 2005 - August 12, 2020
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
OMAHA, NE
Past
February 4, 2005 - August 12, 2020
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
OMAHA, NE
Past
September 6, 2002 - February 3, 2005
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
OMAHA, NE
Past
February 16, 1984 - February 3, 2005
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SUPREME ALLIANCE LLC
BMS INTERNATIONAL INCORPORATED | SUPREME ALLIANCE LLC | JONES, MICHAEL
CRD#: 45348 / SEC#: 801-108980, 8-51046
RIA
Registered Investment Advisory firm - SEC (1/23/2017 Approved)Idaho
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Iowa
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Kentucky
Registered Investment Advisory firm - SEC (3/22/2017 Terminated)Louisiana
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Maryland
Registered Investment Advisory firm - SEC (3/30/2016 Terminated)North Carolina
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Ohio
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Texas
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/17/2024)
RR
Florida(3/11/2025)
RR
Illinois(9/18/2024)
RR
Iowa(7/2/2024)
RR
Minnesota(9/24/2024)
RR
Missouri(8/27/2024)
RR
Nebraska(7/19/2024)
RR
New York(9/24/2024)
RR
North Carolina(2/25/2025)
RR
Oregon(11/4/2025)
RR
Pennsylvania(9/11/2024)
RR
Texas(10/17/2024)
RR
Washington(3/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SUPREME ALLIANCE LLC
BMS INTERNATIONAL INCORPORATED | SUPREME ALLIANCE LLC | JONES, MICHAEL
CRD#: 45348 / SEC#: 801-108980, 8-51046
RIA
Registered Investment Advisory firm - SEC (1/23/2017 Approved)Idaho
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Iowa
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Kentucky
Registered Investment Advisory firm - SEC (3/22/2017 Terminated)Louisiana
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Maryland
Registered Investment Advisory firm - SEC (3/30/2016 Terminated)North Carolina
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Ohio
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)Texas
Registered Investment Advisory firm - SEC (2/14/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
14804 Resolves Lane, Charlotte, NC 28277
Mailing Address
2187 Ivy Crest Drive, Bellbrook, OH 45305
Phone number
(561) 460-2870
Established
Delaware since 03/04/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
14
SEC notice filing (37 States and Territories)
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSURANCE DISTRIBUTION CONSULTING LLC | OWNER | |
| HUSBANDS, ROGER BRENT | COMPLIANCE PRINCIPAL | 845110 |
| JONES, MICHAEL WASHINGTON | FINOP / CEO / CCO |
Regulatory assets under management
| Total Number of Accounts | 77 |
| AUM (Assets Under Management) | $ 18,279,631 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
