Robin Budd
Professional summary
Robin Budd, who also goes by Robin Budd Satter, Robin Satter, is a registered financial professional currently at JANNEY MONTGOMERY SCOTT LLC located in Philadelphia, Pennsylvania.
Robin is registered as a RR (Registered Representative) and started their career in finance in 1983. Robin has worked at 12 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 52TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robin Budd's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 2021 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 1717 Arch Street, Philadelphia, PA 19103December 18, 2019 - August 24, 2021
INSPEREX LLC
October 21, 2013 - April 24, 2019
WELLS FARGO SECURITIES, LLC
August 28, 2006 - October 29, 2013
FIRST CLEARING, LLC
April 19, 1991 - October 29, 2013
WELLS FARGO CLEARING SERVICES, LLC
March 14, 1991 - April 2, 1991
MCFADDEN, FARRELL & SMITH, L.P.
March 12, 1991 - March 21, 1991
W.A. CAPITAL MARKETS
August 14, 1990 - April 24, 1991
MORGAN STANLEY DW INC.
July 25, 1989 - May 31, 1990
KIDDER, PEABODY & CO. INCORPORATED
April 22, 1988 - January 16, 1989
MINT BROKERS
April 11, 1988 - July 9, 1988
LEHMAN BROTHERS INC.
October 19, 1983 - April 11, 1988
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/16/2021)
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(12/16/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 11/22/2004
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
