Barry A. Newman
Professional summary
Barry Andrew Newman is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.
Barry is registered as a RR (Registered Representative) and started their career in finance in 1983. Barry has worked at 12 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 79, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Barry Andrew Newman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2025 - Present
GT SECURITIES, INC.
Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094May 2, 2017 - October 16, 2025
CATAPULT ADVISORS LLC
January 26, 2012 - January 9, 2018
RUTBERG & COMPANY, LLC
November 16, 2001 - January 3, 2005
J.P. MORGAN SECURITIES LLC
February 8, 1999 - March 5, 2001
BANC OF AMERICA SECURITIES LLC
November 28, 1997 - February 19, 1999
CITIGROUP GLOBAL MARKETS INC.
August 13, 1994 - September 1, 1998
SALOMON BROTHERS INC.
March 25, 1992 - May 4, 1993
ANTHEM PARTNERS, L.P.
January 15, 1992 - February 26, 1992
SANWA DUVAL L.P.
June 10, 1985 - January 27, 1989
ODYSSEY INVESTORS, INC.
December 29, 1983 - December 11, 1984
LEHMAN BROTHERS INC.
October 19, 1983 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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